Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tyson J. AsayLincoln InvestmentTD Ameritrade, Inc.07-22-2019
William Patrick MatejkaLincoln InvestmentSA Stone Wealth Management Inc.$2508-19-2016
Sandra Lee SmithLincoln InvestmentL.M. Kohn & Company$5008-18-2016
Kristine M. LausinLincoln InvestmentCincinnati Analysts, Inc.$2506-01-2012
Jon R. MorganLincoln InvestmentCincinnati Analysts, Inc.$1006-01-2012
William Leo Bush Jr.Lincoln InvestmentCincinnati Analysts, Inc.06-01-2012
Steven Ralph TrimbornLincoln InvestmentCincinnati Analysts, Inc.06-01-2012
Robert Michael StammenLincoln InvestmentCincinnati Analysts, Inc.06-01-2012
Theodore Earl BertkeLincoln InvestmentCincinnati Analysts, Inc.06-01-2012
Dennis Scott RaberdingLincoln InvestmentCincinnati Analysts, Inc.06-01-2012
James David SmithLincoln InvestmentCincinnati Analysts, Inc.06-01-2012
Matthew Anthony DivitaLincoln InvestmentCincinnati Analysts, Inc.06-01-2012
Lewis Dorian ShoreLincoln InvestmentCincinnati Analysts, Inc.06-01-2012
Wayde Stewart KnowlesLincoln InvestmentGreat American Advisors, Inc.$2508-02-2010
William Harry WilsonLincoln InvestmentGreat American Advisors, Inc.$1008-02-2010
Jeffrey Allen BogartLincoln InvestmentGreat American Advisors, Inc.$1008-02-2010
Domingos Alexander NoyaLincoln InvestmentGreat American Advisors, Inc.08-02-2010
Jerome Christopher GarrettLincoln InvestmentGreat American Advisors, Inc.08-02-2010
Frank James PalmasaniLincoln InvestmentGreat American Advisors, Inc.08-02-2010
Timothy Johnson LeonardLincoln InvestmentGreat American Advisors, Inc.08-02-2010
Jeffrey Steven TuccilloLincoln InvestmentGreat American Advisors, Inc.08-02-2010
Stephen A. HoltmeierLincoln InvestmentGreat American Advisors, Inc.08-02-2010
Margherita Sandra FoschiniLincoln InvestmentGreat American Advisors, Inc.08-02-2010
Michael David BroumanLincoln InvestmentGreat American Advisors, Inc.08-02-2010
Sufia SetjoadiLincoln InvestmentGreat American Advisors, Inc.08-02-2010
Next Page »

Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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