Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Simon John OwenLion Street Financial, LLCInvestacorp, Inc.$10005-04-2020
Todd Morris MezrahLion Street Financial, LLCM Holdings Securities, Inc.$15005-04-2020
Kenneth George GibsonLion Street Financial, LLCM Holdings Securities, Inc.05-01-2020
James Alexander Waters Jr.Lion Street Financial, LLCFSC Securities Corporation$1004-30-2020
Allen Ray TaylorLion Street Financial, LLCFSC Securities Corporation$3504-30-2020
Donald R. HallLion Street Financial, LLCFSC Securities Corporation$1004-30-2020
Michael Ray WebbLion Street Financial, LLCFSC Securities Corporation$2504-30-2020
Melissa Ann MutrieLion Street Financial, LLCU.S. Bancorp Investments, Inc.04-15-2020
Donald Roy Payne Jr.Lion Street Financial, LLCKestra Investment Services, LLC$10003-27-2020
Wayne Speed HillLion Street Financial, LLCThe Leaders Group, Inc.03-13-2020
Thomas Wayne Davis Jr.Lion Street Financial, LLCAmerican Independent Securities Group, LLC02-24-2020
Harold Dunbar Cooley IILion Street Financial, LLCFSC Securities Corporation$5001-31-2020
Luke Randall RotherLion Street Financial, LLCAXA Advisors, LLC01-28-2020
Lisa C. MendisLion Street Financial, LLCFinancial Engines Advisors L.L.C.01-02-2020
Kevin Joseph WeluLion Street Financial, LLCLPL Financial LLC$5012-06-2019
Shelley Leavitt NadelLion Street Financial, LLCFSC Securities Corporation10-07-2019
John E. FadalLion Street Financial, LLCFarmers Financial Solutions, LLC10-01-2019
Christopher Allen TiptonLion Street Financial, LLCKestra Investment Services, LLC$14509-27-2019
Todd Sheppard HealyLion Street Financial, LLCKestra Investment Services, LLC09-09-2019
Celeste Cristal MoyaLion Street Financial, LLCKestra Investment Services, LLC09-09-2019
David Crawford ChampionLion Street Financial, LLCFSC Securities Corporation08-30-2019
Jeffrey Navarra TomanengLion Street Financial, LLCCapital Analysts08-29-2019
Robert Edward NienaberLion Street Financial, LLCKestra Investment Services, LLC08-28-2019
Scott Patrick KelleyLion Street Financial, LLCAmeritas Investment Company, LLC08-01-2019
Samson Kamlong ChanLion Street Financial, LLCAmeritas Investment Company, LLC$2508-01-2019
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Showing 1 to 25 of 131 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.