Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jenny Lynn LogsdonM&T Securities, Inc.MetLife Securities Inc.07-06-2011
George Lawrence BarnettM&T Securities, Inc.SunTrust Investment Services, Inc.10-01-2012
Aaron J. BurlesonM&T Securities, Inc.Ameriprise Financial Services, Inc.06-27-2013
Dustin Scott WitmerM&T Securities, Inc.LPL Financial LLC08-29-2013
Joseph Kenneth Stewart IIIM&T Securities, Inc.SunTrust Investment Services, Inc.08-27-2014
Ryan Scott ApplebyM&T Securities, Inc.LPL Financial LLC$5010-06-2014
Steven Louis CavagnaroM&T Securities, Inc.Suntrust Investment Services, Inc.04-15-2015
Andrew Robert FletcherM&T Securities, Inc.MetLife Securities Inc.07-09-2015
Bernard William RichardsM&T Securities, Inc.Park Avenue Securities LLC08-23-2016
Matthew Cole OwensM&T Securities, Inc.State Farm VP Management Corp.10-19-2016
David Michael PlasseM&T Securities, Inc.SunTrust Investment Services, Inc.06-07-2017
Lee Vincent DemmaM&T Securities, Inc.MML Investors Services, LLC08-09-2017
Thomas Albert CabralM&T Securities, Inc.Hornor, Townsend & Kent, LLC08-22-2017
Gavin Paul HigginsM&T Securities, Inc.Ameriprise Financial Services, Inc.04-13-2018

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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