Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Emilio Enrique Rivera Jr.MML Investors Services, LLCNYLIFE Securities LLC05-20-2019
Thomas M. Valentine Jr.MML Investors Services, LLCCambridge Investment Research, Inc.04-17-2019
Timothy Charles GonyoMML Investors Services, LLCWoodmen Financial Services, Inc.$104-10-2019
Daniel Antonio CapoteMML Investors Services, LLCMutual of Omaha Investor Services, Inc.04-04-2019
Andrew Otis HawesMML Investors Services, LLCColumbia Management Investment Distributors, Inc.03-25-2019
John Joseph SalinaMML Investors Services, LLCNYLIFE Securities LLC03-22-2019
Stephen Michael GrantMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$103-19-2019
Paul T StandringMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-13-2019
John William Misner Jr.MML Investors Services, LLCRBC Capital Markets, LLC$20003-12-2019
Cynthia Denise ReavisMML Investors Services, LLCEquity Services, Inc.$103-11-2019
Amie Lauren RoachMML Investors Services, LLCLPL Financial LLC$5003-08-2019
Kent Heisey GibsonMML Investors Services, LLCNYLIFE Securities LLC03-01-2019
David H NittaMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-15-2019
Jonathon S ButlerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-14-2019
Anant S MehtaMML Investors Services, LLCPark Avenue Securities LLC02-13-2019
Dmitriy YankelevichMML Investors Services, LLCAXA Advisors, LLC02-13-2019
Jeffrey Russell MyersMML Investors Services, LLCThrivent Investment Management Inc.02-12-2019
Reinaldo A IzumiMML Investors Services, LLCPark Avenue Securities LLC02-12-2019
Jason Edward RockwellMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$5001-31-2019
David Wilson BalchMML Investors Services, LLCBankers Life Securities, Inc.$101-22-2019
Jonathon Whitacre SanningMML Investors Services, LLCPruco Securities, LLC.01-11-2019
Brian Ronald SchultzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-08-2019
Robb Christopher HagemanMML Investors Services, LLCAmeriprise Financial Services, Inc.01-08-2019
Eric Paul LovasMML Investors Services, LLCWells Fargo Clearing Services, LLC$5001-03-2019
Paul William StratosMML Investors Services, LLCPrincipal Securities, Inc.12-07-2018
Next Page »

Showing 1 to 25 of 1,557 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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