Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Margo Zimmerman FuldMML Investors Services, LLCAegis Capital Corp.08-17-2018
Joseph Patrick Dolce IIMML Investors Services, LLCAllianz Life Financial Services, LLC06-17-2019
Faris NagleMML Investors Services, LLCAllianz Life Financial Services, LLC03-25-2019
Frank DigregorioMML Investors Services, LLCAllstate Financial Services, LLC05-05-2020
Thomas John McDermottMML Investors Services, LLCAllstate Financial Services, LLC$5004-13-2020
Noelle Chartier BernalMML Investors Services, LLCAllstate Financial Services, LLC03-02-2020
Derick Kenneth SoperMML Investors Services, LLCAllstate Financial Services, LLC01-28-2020
Vibha Janarden RawalMML Investors Services, LLCAllstate Financial Services, LLC01-16-2020
Muthiah Gurusamy SaravananMML Investors Services, LLCAllstate Financial Services, LLC11-01-2019
Robert Benton PennMML Investors Services, LLCAllstate Financial Services, LLC09-11-2019
Joseph Charles FingererMML Investors Services, LLCAllstate Financial Services, LLC05-31-2019
Theodore Rolfs MillerMML Investors Services, LLCAllstate Financial Services, LLC10-31-2018
Carter G KimMML Investors Services, LLCAllstate Financial Services, LLC09-25-2018
Michael Darnell PorterMML Investors Services, LLCAllstate Financial Services, LLC06-22-2018
James Gregory GoupilMML Investors Services, LLCAllstate Financial Services, LLC05-22-2018
Thomas Joseph EnglishMML Investors Services, LLCALPS Distributors, Inc.04-10-2019
Scot Bradley MichelsMML Investors Services, LLCAmerican Century Investment Services Inc.11-08-2010
Erik Scott LunsethMML Investors Services, LLCAmerican Equity Investment Corporation10-03-2019
Everette Meade Seay IVMML Investors Services, LLCAmerican Portfolios Advisors, Inc10-19-2016
Thomas James KunkleMML Investors Services, LLCAmerican Trust Investment Services, Inc.10-04-2018
Chase DrakeMML Investors Services, LLCAmeriprise Financial Services, LLC01-06-2020
Liane Kimura ChongMML Investors Services, LLCAmeriprise Financial Services, LLC05-17-2019
Robb Christopher HagemanMML Investors Services, LLCAmeriprise Financial Services, LLC01-08-2019
Britany Leigh EnelowMML Investors Services, LLCAmeriprise Financial Services, LLC11-21-2018
Jarrod C DesantisMML Investors Services, LLCAmeriprise Financial Services, LLC09-13-2018
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Showing 1 to 25 of 1,132 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.