Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John P LeporeMML Investors Services, LLCAXA Advisors, LLC09-29-2010
Rodney Wayne Brewer IIMML Investors Services, LLCAXA Advisors, LLC10-21-2009
Paul John FelixMML Investors Services, LLCAXA Advisors, LLC08-05-2009
John Stratton HettigerMML Investors Services, LLCAXA Advisors, LLC$2505-01-2009
Roscoe Otis OrtonMML Investors Services, LLCAXA Advisors, LLC01-05-2009
Jessica Elisabeth BeckMML Investors Services, LLCBancWest Investment Services, Inc.03-02-2018
David Wilson BalchMML Investors Services, LLCBankers Life Securities, Inc.01-22-2019
Kerri Ann MelleyMML Investors Services, LLCBaystate Wealth Management02-18-2015
Paul Joseph SalernoMML Investors Services, LLCBeacon Pointe Wealth Advisors, LLC$10008-02-2017
Brian Mark LonerganMML Investors Services, LLCBGC Financial, L.P.08-05-2013
Thomas H. HouseMML Investors Services, LLCBMO Harris Financial Advisors, Inc.10-07-2016
Matthew Boyce LoweryMML Investors Services, LLCBMO Harris Financial Advisors, Inc.09-17-2014
James Dennis CovingtonMML Investors Services, LLCCambridge Equity Advisors Inc$2501-12-2009
Thomas M. Valentine Jr.MML Investors Services, LLCCambridge Investment Research, Inc.04-17-2019
John Dennis DerflerMML Investors Services, LLCCambridge Investment Research, Inc.$15003-28-2019
Kurt Martin PetrucciMML Investors Services, LLCCambridge Investment Research, Inc.03-24-2016
Christopher Michael NunnMML Investors Services, LLCCambridge Investment Research, Inc.01-27-2015
Craig Drisko WorcesterMML Investors Services, LLCCantella & Co., Inc.06-13-2018
Michael Christopher BoggioMML Investors Services, LLCCapital Investment Group, Inc.$5011-28-2018
Tammy Lynn GiniMML Investors Services, LLCCetera Advisors LLC02-19-2015
Christopher Edward WietersMML Investors Services, LLCCFS Wealth Management03-24-2010
Beth Jennifer UlrichMML Investors Services, LLCChase Investment Services Corp.$15005-03-2010
Scott Richard GinsburgMML Investors Services, LLCChimera Securities, LLC07-28-2015
James Patrick KeaneMML Investors Services, LLCCION Securities, LLC10-07-2015
Jeffrey Lyn SlavichMML Investors Services, LLCCitizens Securities, Inc.10-02-2015
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Showing 51 to 75 of 2,163 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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