Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yehuda KonstamMML Investors Services, LLCPark Avenue Securities LLC09-29-2020
Ann Marie PeckMML Investors Services, LLCNYLIFE Securities LLC09-29-2020
Robert David BantleyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-25-2020
Frank BonhommeMML Investors Services, LLCPark Avenue Securities LLC09-23-2020
Kimberly Kirkeeide CoronelMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-21-2020
Christopher M BlackburnMML Investors Services, LLCE*TRADE Securities LLC09-17-2020
Nancy ChangMML Investors Services, LLCCitigroup Global Markets Inc.09-10-2020
William Anthony RavottiMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$10009-09-2020
Zachary S LowMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-08-2020
Sasha CesenMML Investors Services, LLCNYLIFE Securities LLC09-02-2020
Joanne Vanessa BarriosMML Investors Services, LLCFarmers Financial Solutions, LLC08-31-2020
Robert Mark Fitzgerald JrMML Investors Services, LLCKestra Investment Services, LLC08-28-2020
Amanda PedenMML Investors Services, LLCCUSO Financial Services, L.P.08-28-2020
Tony C LanMML Investors Services, LLCNYLIFE Securities LLC08-27-2020
James Brandon StoryMML Investors Services, LLCNYLIFE Securities LLC08-25-2020
Lester Philip Litchfield IIMML Investors Services, LLCHorace Mann Investors, Inc.08-24-2020
Amy Suzanne ClarkMML Investors Services, LLCNYLIFE Securities LLC08-20-2020
Salvador MonteagudoMML Investors Services, LLCNationwide Securities, LLC08-19-2020
Arthur L BushMML Investors Services, LLCPruco Securities, LLC.08-19-2020
Steven M BushMML Investors Services, LLCPruco Securities, LLC.08-18-2020
Michael James ONeill JrMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-12-2020
Eric Todd FreedmanMML Investors Services, LLCNYLIFE Securities LLC08-11-2020
Jeffry Francis AxeMML Investors Services, LLCPruco Securities, LLC.08-10-2020
Scott Michael DunlapMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-06-2020
Richard A LogalboMML Investors Services, LLCEquitable Advisors, LLC$15008-04-2020
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Showing 1 to 25 of 1,132 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.