Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amber SchiffertMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-23-2020
Thomas Nicholas SmithMML Investors Services, LLCMML Investors Services, LLC04-22-2020
John Mark LeeMML Investors Services, LLCBancWest Investment Services, Inc.04-21-2020
Keishon WarrenMML Investors Services, LLCMML Investors Services, LLC04-16-2020
William Scott SchulteMML Investors Services, LLCNYLIFE Securities LLC04-15-2020
Bryan Christopher ByrdMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-13-2020
Rachel Lynn DixMML Investors Services, LLCFidelity Personal and Workplace Advisors04-13-2020
Christopher SclafaniMML Investors Services, LLCPruco Securities, LLC.04-08-2020
Christopher G. PriceMML Investors Services, LLCSagePoint Financial, Inc.$2504-07-2020
Daniel MorenoMML Investors Services, LLCPruco Securities, LLC.04-06-2020
James T. Morris IIIMML Investors Services, LLCW&S Brokerage Services, Inc.$2503-31-2020
Rufus Wiley DavenportMML Investors Services, LLCAXA Advisors, LLC03-26-2020
Matthew Temple CorriganMML Investors Services, LLCE*TRADE Securities LLC03-24-2020
Mary Elizabeth SwensonMML Investors Services, LLCNYLIFE Securities LLC03-24-2020
Ka Man ChanMML Investors Services, LLCTD Ameritrade, Inc.03-20-2020
Kathy Louise CrudeleMML Investors Services, LLCMML Investors Services, LLC03-19-2020
Jabbar JamisonMML Investors Services, LLCNYLIFE Securities LLC03-19-2020
Mark Eugene JohnsenMML Investors Services, LLCNYLIFE Securities LLC03-18-2020
Daniel Aaron RosalesMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-17-2020
Lindsay Anne WolferMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-12-2020
Mitchell Lee SilvermanMML Investors Services, LLCPrime Executions, Inc.03-10-2020
Matthew Charles MolitorMML Investors Services, LLCMML Investors Services, LLC03-09-2020
Russell Donald RhodesMML Investors Services, LLCClient One Securities LLC03-09-2020
William E MontagueMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-09-2020
Yves Robert PierreMML Investors Services, LLCMWA Financial Services Inc.03-05-2020
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Showing 1 to 25 of 2,315 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.