Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roscoe Otis OrtonMML Investors Services, LLCAXA Advisors, LLC01-05-2009
James Dennis CovingtonMML Investors Services, LLCCambridge Equity Advisors Inc$2501-12-2009
Jonathan Todd WilliamsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-20-2009
Byron J. DunlapMML Investors Services, LLCLincoln Financial Distributors, Inc.01-21-2009
Jonathan D. PhanMML Investors Services, LLCPark Avenue Securities LLC02-11-2009
John William Wheeler Jr.MML Investors Services, LLCPark Avenue Securities LLC$5002-12-2009
Bruce Douglas UphamMML Investors Services, LLCVALIC Financial Advisors, Inc.02-18-2009
Jeffrey Stewart McCreeryMML Investors Services, LLCNew England Securities03-10-2009
Steven Patrick RowanMML Investors Services, LLCThrivent Investment Management Inc.03-31-2009
James Lawrence Todd Sr.MML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-02-2009
Ryan Paul KloseMML Investors Services, LLCSagePoint Financial, Inc.$10004-06-2009
Geoffrey Joseph CroteauMML Investors Services, LLCThrivent Investment Management Inc.04-06-2009
Brian P. McNamaraMML Investors Services, LLCNYLIFE Securities LLC$1004-20-2009
James Lewis JacobsMML Investors Services, LLCWells Fargo Clearing Services, LLC04-23-2009
Brian BradleyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$1004-29-2009
John Stratton HettigerMML Investors Services, LLCAXA Advisors, LLC$2505-01-2009
Randall Joseph KantackMML Investors Services, LLCU.S. Bancorp Investments, Inc.05-12-2009
Van M Michael HessMML Investors Services, LLCNew England Securities05-13-2009
Ellen Rosaschi LinaresMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-28-2009
Ryan Christopher PuckettMML Investors Services, LLCPark Avenue Securities LLC06-11-2009
James David VavoneseMML Investors Services, LLCHSBC Securities (USA) Inc.06-15-2009
Cindi Ashley BosleyMML Investors Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC$15006-22-2009
Greg A. AndersonMML Investors Services, LLCPark Avenue Securities LLC06-23-2009
Scott Laurence GreenfieldMML Investors Services, LLCMetLife Securities Inc.07-09-2009
Anthony Angelo IannoneMML Investors Services, LLCNational Planning Corporation07-24-2009
Next Page »

Showing 1 to 25 of 2,169 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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