Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roscoe Otis OrtonMML Investors Services, LLCAXA Advisors, LLC01-05-2009
Todd Andrew RoseMML Investors Services, LLCTCA Financial Group, LLC01-07-2009
John Clarence MollettMML Investors Services, LLCAXA Advisors, LLC$5001-08-2009
James Dennis CovingtonMML Investors Services, LLCCambridge Equity Advisors Inc$2501-12-2009
Tammy Bailey PaxtonMML Investors Services, LLCThoroughbred Financial Services, LLC01-16-2009
Jonathan Todd WilliamsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-20-2009
Jonathan Tj AlthoffMML Investors Services, LLCUvest Financial Services Group, Inc.01-20-2009
Byron J. DunlapMML Investors Services, LLCLincoln Financial Distributors, Inc.01-21-2009
Harvey Clifford Byrd IVMML Investors Services, LLCCourt Place Advisors LLC01-22-2009
Christopher John SpadaforaMML Investors Services, LLCNew England Securities01-26-2009
Gibson Johnston Pryor Jr.MML Investors Services, LLCState Farm VP Management Corp.02-01-2009
Dale Allen CarlsonMML Investors Services, LLCUvest Financial Services Group, Inc.02-02-2009
Jonathan D. PhanMML Investors Services, LLCPark Avenue Securities LLC02-11-2009
Elaine Marie BayliffMML Investors Services, LLCPark Avenue Securities LLC02-11-2009
John William Wheeler Jr.MML Investors Services, LLCPark Avenue Securities LLC02-12-2009
Meloney Leigh LauMML Investors Services, LLCMML Investors Services, LLC02-13-2009
Michael Jason SacherMML Investors Services, LLCPark Avenue Securities LLC02-17-2009
Laurence Edward GreenwaldMML Investors Services, LLCSanders Morris Harris LLC02-18-2009
Bruce Douglas UphamMML Investors Services, LLCVALIC Financial Advisors, Inc.02-18-2009
Matthew Bernard MeliusMML Investors Services, LLCCitigroup Global Markets Inc.02-26-2009
Jason R CampbellMML Investors Services, LLCPrincipal Securities, Inc.02-27-2009
Chad Robert BarberMML Investors Services, LLCEdward Jones03-02-2009
Thomas Martin OharaMML Investors Services, LLCMML Investors Services, LLC03-04-2009
Suzette Lee McIntyreMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2009
Patrisha LeeMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2009
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Showing 1 to 25 of 2,304 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.