Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert S JohnstonMML Investors Services, LLCPrincipal Securities, Inc.09-07-2018
Peter William EnglandMML Investors Services, LLCPurshe Kaplan Sterling Investments09-07-2018
David Paul FeldsteinMML Investors Services, LLCPruco Securities, LLC.09-06-2018
Sarah Laurene SanteufemioMML Investors Services, LLCNYLIFE Securities LLC08-31-2018
Paul Edward CastilloMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-29-2018
Mark Louis HymanMML Investors Services, LLCThe Leaders Group, Inc.08-28-2018
Gregory Charles FalzoneMML Investors Services, LLCEncompass Advisory Services, LLC08-28-2018
Thomas Leon Evans Jr.MML Investors Services, LLCPruco Securities, LLC.08-27-2018
Akeem Marak ProsserMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2018
Paul T. BacchioniMML Investors Services, LLCHornor, Townsend & Kent, LLC08-15-2018
Raymond O. LeydenMML Investors Services, LLCNYLIFE Securities LLC08-08-2018
Benjamin Patrick MitchellMML Investors Services, LLCForesters Financial Services, Inc.07-20-2018
Keith Raymond BahamMML Investors Services, LLCSecurities America, Inc.07-18-2018
Gianne Carlo Dizon ApuradoMML Investors Services, LLCNext Financial Group, Inc.07-18-2018
Debby P. PanMML Investors Services, LLCOneAmerica Securities, Inc.07-17-2018
Keith Eric KrauseMML Investors Services, LLCW&S Brokerage Services, Inc.07-13-2018
Alma Ivelisse AlvaradoMML Investors Services, LLCOneAmerica Securities, Inc.07-12-2018
Tyler J TutinoMML Investors Services, LLCAXA Advisors, LLC07-10-2018
Kevin Joel ShebarMML Investors Services, LLCIFS Securities06-29-2018
Christina Elizabeth LawrenceMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-27-2018
Jake Alan FashnerMML Investors Services, LLCFifth Third Securities, Inc.06-19-2018
Craig Drisko WorcesterMML Investors Services, LLCCantella & Co., Inc.06-13-2018
Mieczyslaw CiszkowskiMML Investors Services, LLCPruco Securities, LLC.06-07-2018
Gamal Anwar KareemMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-05-2018
Michael Elliot TaylorMML Investors Services, LLCAmeriprise Financial Services, Inc.06-01-2018
« Previous PageNext Page »

Showing 76 to 100 of 2,169 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.