Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Robert S Johnston | MML Investors Services, LLC | Principal Securities, Inc. | — | 09-07-2018 |
| Peter William England | MML Investors Services, LLC | Purshe Kaplan Sterling Investments | — | 09-07-2018 |
| David Paul Feldstein | MML Investors Services, LLC | Pruco Securities, LLC. | — | 09-06-2018 |
| Sarah Laurene Santeufemio | MML Investors Services, LLC | NYLIFE Securities LLC | — | 08-31-2018 |
| Paul Edward Castillo | MML Investors Services, LLC | Northwestern Mutual Investment Services, LLC | — | 08-29-2018 |
| Mark Louis Hyman | MML Investors Services, LLC | The Leaders Group, Inc. | — | 08-28-2018 |
| Gregory Charles Falzone | MML Investors Services, LLC | Encompass Advisory Services, LLC | — | 08-28-2018 |
| Thomas Leon Evans Jr. | MML Investors Services, LLC | Pruco Securities, LLC. | — | 08-27-2018 |
| Akeem Marak Prosser | MML Investors Services, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 08-17-2018 |
| Paul T. Bacchioni | MML Investors Services, LLC | Hornor, Townsend & Kent, LLC | — | 08-15-2018 |
| Raymond O. Leyden | MML Investors Services, LLC | NYLIFE Securities LLC | — | 08-08-2018 |
| Benjamin Patrick Mitchell | MML Investors Services, LLC | Foresters Financial Services, Inc. | — | 07-20-2018 |
| Keith Raymond Baham | MML Investors Services, LLC | Securities America, Inc. | — | 07-18-2018 |
| Gianne Carlo Dizon Apurado | MML Investors Services, LLC | Next Financial Group, Inc. | — | 07-18-2018 |
| Debby P. Pan | MML Investors Services, LLC | OneAmerica Securities, Inc. | — | 07-17-2018 |
| Keith Eric Krause | MML Investors Services, LLC | W&S Brokerage Services, Inc. | — | 07-13-2018 |
| Alma Ivelisse Alvarado | MML Investors Services, LLC | OneAmerica Securities, Inc. | — | 07-12-2018 |
| Tyler J Tutino | MML Investors Services, LLC | AXA Advisors, LLC | — | 07-10-2018 |
| Kevin Joel Shebar | MML Investors Services, LLC | IFS Securities | — | 06-29-2018 |
| Christina Elizabeth Lawrence | MML Investors Services, LLC | Northwestern Mutual Investment Services, LLC | — | 06-27-2018 |
| Jake Alan Fashner | MML Investors Services, LLC | Fifth Third Securities, Inc. | — | 06-19-2018 |
| Craig Drisko Worcester | MML Investors Services, LLC | Cantella & Co., Inc. | — | 06-13-2018 |
| Mieczyslaw Ciszkowski | MML Investors Services, LLC | Pruco Securities, LLC. | — | 06-07-2018 |
| Gamal Anwar Kareem | MML Investors Services, LLC | Northwestern Mutual Investment Services, LLC | — | 06-05-2018 |
| Michael Elliot Taylor | MML Investors Services, LLC | Ameriprise Financial Services, Inc. | — | 06-01-2018 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
