Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Travis Lee MacdonaldMML Investors Services, LLCRedhawk Wealth Advisors, Inc.05-29-2018
James Gregory GoupilMML Investors Services, LLCAllstate Financial Services, LLC05-22-2018
Jonathan J. LyphoutMML Investors Services, LLCMWA Financial Services Inc.05-15-2018
Kasey Clinton SipiorskiMML Investors Services, LLCThrivent Investment Management Inc.05-07-2018
Jonathan Michael ConstantMML Investors Services, LLCWaddell & Reed05-04-2018
Jorge Alberto Ponce Jr.MML Investors Services, LLCPruco Securities, LLC.05-03-2018
Robert A. AndersonMML Investors Services, LLCNYLIFE Securities LLC04-20-2018
John A. HerbertMML Investors Services, LLCAXA Advisors, LLC04-17-2018
Tara Nicole EulenfeldMML Investors Services, LLCPrincipal Securities, Inc.04-13-2018
Christopher James KilrainMML Investors Services, LLCTCFG Wealth Management, LLC04-09-2018
Steven John SalazarMML Investors Services, LLCW&S Brokerage Services, Inc.04-04-2018
Benjamin MontreuilMML Investors Services, LLCAXA Advisors, LLC04-04-2018
Steven Adam CohenMML Investors Services, LLCJ.P. Morgan Securities LLC03-09-2018
Jessica Elisabeth BeckMML Investors Services, LLCBancWest Investment Services, Inc.03-02-2018
Brandon Scott GrableMML Investors Services, LLCGenwealth Financial Advisors, LLC03-02-2018
William Francis DrennanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-01-2018
Brendan Morgan FarrellyMML Investors Services, LLCHornor, Townsend & Kent, LLC02-28-2018
Joseph Patrick WelshMML Investors Services, LLCNYLIFE Securities LLC02-23-2018
Jason Alton ColeMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-21-2018
Shey Thomas StegallMML Investors Services, LLCMWA Financial Services Inc.02-15-2018
Joe F. TetletonMML Investors Services, LLCWoodmen Financial Services, Inc.02-15-2018
William Joseph BowdenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-14-2018
Anne Vahey MillerMML Investors Services, LLCOppenheimer & Co. Inc.02-14-2018
Michael Esteban BarraganMML Investors Services, LLCVALIC Financial Advisors, Inc.02-13-2018
Stephen J. CookeMML Investors Services, LLCAmeritas Investment Corp.02-12-2018
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Showing 101 to 125 of 2,169 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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