Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Nicholas SmithMML Investors Services, LLCMML Investors Services, LLC04-22-2020
Keishon WarrenMML Investors Services, LLCMML Investors Services, LLC04-16-2020
Kathy Louise CrudeleMML Investors Services, LLCMML Investors Services, LLC03-19-2020
Matthew Charles MolitorMML Investors Services, LLCMML Investors Services, LLC03-09-2020
Francine S. ChiuMML Investors Services, LLCMML Investors Services, LLC02-11-2020
Mark Andrew CramerMML Investors Services, LLCMML Investors Services, LLC$10001-15-2020
Peter John ChiolaMML Investors Services, LLCMML Investors Services, LLC06-21-2019
Stanley Marion Ingram Jr.MML Investors Services, LLCMML Investors Services, LLC$1004-23-2019
David Arnette BiggsMML Investors Services, LLCMML Investors Services, LLC03-27-2019
Michael Wayne Parker Jr.MML Investors Services, LLCMML Investors Services, LLC02-28-2019
John Edward ChouinardMML Investors Services, LLCMML Investors Services, LLC02-27-2019
Christina L. WadaMML Investors Services, LLCMML Investors Services, LLC01-23-2019
Matthew Robert HillerMML Investors Services, LLCMML Investors Services, LLC08-01-2018
Erica JoyMML Investors Services, LLCMML Investors Services, LLC03-26-2018
Leonard Gerald SimonMML Investors Services, LLCMML Investors Services, LLC02-06-2018
Christopher Clay MettamMML Investors Services, LLCMML Investors Services, LLC01-22-2018
Robert Walter Shangraw Jr.MML Investors Services, LLCMML Investors Services, LLC01-19-2018
Hugh Emitt Taylor Jr.MML Investors Services, LLCMML Investors Services, LLC12-04-2017
Brian William SlingerlandMML Investors Services, LLCMML Investors Services, LLC11-22-2017
William Carver StewardMML Investors Services, LLCMML Investors Services, LLC06-15-2017
Randall Clark ZinnMML Investors Services, LLCMML Investors Services, LLC05-25-2017
Michael WerfelMML Investors Services, LLCMML Investors Services, LLC05-15-2017
Michael Earl NegleyMML Investors Services, LLCMML Investors Services, LLC02-08-2017
John Henry Greene IIIMML Investors Services, LLCMML Investors Services, LLC10-05-2016
Christopher Michael MorraMML Investors Services, LLCMML Investors Services, LLC04-20-2016
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.