Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Scott SchulteMML Investors Services, LLCNYLIFE Securities LLC04-15-2020
Mary Elizabeth SwensonMML Investors Services, LLCNYLIFE Securities LLC03-24-2020
Jabbar JamisonMML Investors Services, LLCNYLIFE Securities LLC03-19-2020
Mark Eugene JohnsenMML Investors Services, LLCNYLIFE Securities LLC03-18-2020
Fabio RodriguesMML Investors Services, LLCNYLIFE Securities LLC03-04-2020
Roger W. Tomko Jr.MML Investors Services, LLCNYLIFE Securities LLC03-04-2020
James M. Lavelle IIIMML Investors Services, LLCNYLIFE Securities LLC03-02-2020
Timothy John LavelleMML Investors Services, LLCNYLIFE Securities LLC02-25-2020
Michele Victoria EdnockMML Investors Services, LLCNYLIFE Securities LLC02-10-2020
Christopher George KellyMML Investors Services, LLCNYLIFE Securities LLC02-05-2020
Thomas BuckleyMML Investors Services, LLCNYLIFE Securities LLC02-03-2020
Mi Yeon Yeon KatzMML Investors Services, LLCNYLIFE Securities LLC02-03-2020
Tolan Marcedric SharpeMML Investors Services, LLCNYLIFE Securities LLC01-31-2020
Peter Vincent Ramundo Jr.MML Investors Services, LLCNYLIFE Securities LLC01-15-2020
Vikas ChandolaMML Investors Services, LLCNYLIFE Securities LLC01-15-2020
Charles Norman ShafferMML Investors Services, LLCNYLIFE Securities LLC01-09-2020
Bradley Vernon ScammellMML Investors Services, LLCNYLIFE Securities LLC01-09-2020
Sandra ScanniMML Investors Services, LLCNYLIFE Securities LLC01-07-2020
Roark Jacob De Leon-SlatteryMML Investors Services, LLCNYLIFE Securities LLC12-12-2019
Naveed GullMML Investors Services, LLCNYLIFE Securities LLC12-04-2019
Michael PecherskyMML Investors Services, LLCNYLIFE Securities LLC12-02-2019
Michelle Lee MuranakaMML Investors Services, LLCNYLIFE Securities LLC11-29-2019
Kevin Patrick Lake Jr.MML Investors Services, LLCNYLIFE Securities LLC10-31-2019
Bryan Allen FlynnMML Investors Services, LLCNYLIFE Securities LLC10-09-2019
Paul David TearsonMML Investors Services, LLCNYLIFE Securities LLC10-02-2019
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Showing 1 to 25 of 266 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.