Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yeonsook Annie ChoiMML Investors Services, LLCNYLIFE Securities LLC07-16-2015
William Shane Milton Hall Sr.MML Investors Services, LLCNYLIFE Securities LLC06-16-2017
William Scott BurrellMML Investors Services, LLCNYLIFE Securities LLC08-16-2013
William R. HallMML Investors Services, LLCNYLIFE Securities LLC12-13-2018
William J. HamelinMML Investors Services, LLCNYLIFE Securities LLC03-15-2018
William Francis CampbellMML Investors Services, LLCNYLIFE Securities LLC05-17-2013
Wayne Allen PiperMML Investors Services, LLCNYLIFE Securities LLC07-17-2014
Vu Anh PhamMML Investors Services, LLCNYLIFE Securities LLC01-27-2016
Vladimir AlvarezMML Investors Services, LLCNYLIFE Securities LLC03-07-2016
Victor Ping HuangMML Investors Services, LLCNYLIFE Securities LLC01-06-2011
Toni Lynn ClarkMML Investors Services, LLCNYLIFE Securities LLC$50003-26-2019
Todd J. MulhollandMML Investors Services, LLCNYLIFE Securities LLC01-16-2015
Todd Alan WaltersMML Investors Services, LLCNYLIFE Securities LLC12-05-2017
Timothy Leon BonnerMML Investors Services, LLCNYLIFE Securities LLC10-13-2014
Timothy F KreiselMML Investors Services, LLCNYLIFE Securities LLC$10005-15-2015
Timothy Bumyul ChoiMML Investors Services, LLCNYLIFE Securities LLC05-26-2015
Thomas Paul ChapmanMML Investors Services, LLCNYLIFE Securities LLC01-28-2010
Thomas J. CuocoMML Investors Services, LLCNYLIFE Securities LLC07-08-2019
Thomas Gregory MillerMML Investors Services, LLCNYLIFE Securities LLC03-02-2012
Thomas C BungerMML Investors Services, LLCNYLIFE Securities LLC07-11-2014
Thomas Aquinas MartinMML Investors Services, LLCNYLIFE Securities LLC02-12-2015
Theresa W. WhiteMML Investors Services, LLCNYLIFE Securities LLC06-17-2013
Tatiana BeltranMML Investors Services, LLCNYLIFE Securities LLC05-23-2019
Stuart Martin FlaumMML Investors Services, LLCNYLIFE Securities LLC03-31-2017
Steven North RiewaldtMML Investors Services, LLCNYLIFE Securities LLC04-10-2017
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Showing 1 to 25 of 233 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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