Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael PoseyMML Investors Services, LLCNYLIFE Securities LLC06-21-2019
Adam David SchwartzMML Investors Services, LLCNYLIFE Securities LLC06-12-2019
Derek Knight FairchildMML Investors Services, LLCNYLIFE Securities LLC04-03-2019
Daniel Robert MatzMML Investors Services, LLCNYLIFE Securities LLC03-26-2019
John Joseph SalinaMML Investors Services, LLCNYLIFE Securities LLC03-22-2019
Kent H GibsonMML Investors Services, LLCNYLIFE Securities LLC03-01-2019
Alex J WenkeMML Investors Services, LLCNYLIFE Securities LLC02-06-2019
Gary Campbell MartinMML Investors Services, LLCNYLIFE Securities LLC01-11-2019
Frederick Bishop SteubingMML Investors Services, LLCNYLIFE Securities LLC01-08-2019
John Charles HillMML Investors Services, LLCNYLIFE Securities LLC10-18-2018
Sarah Laurene SanteufemioMML Investors Services, LLCNYLIFE Securities LLC08-31-2018
Raymond O. LeydenMML Investors Services, LLCNYLIFE Securities LLC08-08-2018
Robert A. AndersonMML Investors Services, LLCNYLIFE Securities LLC04-20-2018
Joseph Patrick WelshMML Investors Services, LLCNYLIFE Securities LLC02-23-2018
George FayezishkMML Investors Services, LLCNYLIFE Securities LLC02-12-2018
Sammy NaouloMML Investors Services, LLCNYLIFE Securities LLC02-05-2018
Brian Michael CoffeyMML Investors Services, LLCNYLIFE Securities LLC01-22-2018
Daisy G. PenaMML Investors Services, LLCNYLIFE Securities LLC10-18-2017
Stanley Lingfeng ChenMML Investors Services, LLCNYLIFE Securities LLC10-10-2017
Clifton Douglas HawkinsMML Investors Services, LLCNYLIFE Securities LLC10-09-2017
Lester Ariel ReyesMML Investors Services, LLCNYLIFE Securities LLC08-10-2017
Angelo OdoreMML Investors Services, LLCNYLIFE Securities LLC06-13-2017
Robert J. CacioppoMML Investors Services, LLCNYLIFE Securities LLC05-09-2017
Hugo HernandezMML Investors Services, LLCNYLIFE Securities LLC05-09-2017
Edward R. WildermuthMML Investors Services, LLCNYLIFE Securities LLC04-13-2017
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Showing 1 to 25 of 78 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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