Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Derry Leroy Haywood IIMML Investors Services, LLCNew England Securities06-08-2015
Peirce Colton WardMML Investors Services, LLCNew England Securities05-16-2014
Robert Scott MetteMML Investors Services, LLCNew England Securities02-07-2014
Richard Alan RudnickiMML Investors Services, LLCNew England Securities11-07-2013
Mark Eric ScarbroughMML Investors Services, LLCNew England Securities10-21-2013
Daniel GeigerMML Investors Services, LLCNew England Securities10-14-2013
Scott Alan GeigerMML Investors Services, LLCNew England Securities10-11-2013
John Douglas McDanielsMML Investors Services, LLCNew England Securities05-29-2013
Christopher Allen BermejoMML Investors Services, LLCNew England Securities02-04-2013
Robert Patrick HennessyMML Investors Services, LLCNew England Securities11-14-2012
Jose BeharMML Investors Services, LLCNew England Securities10-31-2012
Walter Glenn GrantMML Investors Services, LLCNew England Securities10-15-2012
Brian Donald VanriperMML Investors Services, LLCNew England Securities10-12-2012
Katherine Elizabeth BennettMML Investors Services, LLCNew England Securities10-12-2012
Ryan M. MontgomeryMML Investors Services, LLCNew England Securities09-10-2012
Matthew J. PimeMML Investors Services, LLCNew England Securities08-15-2012
William Joel BellMML Investors Services, LLCNew England Securities04-05-2012
Eric Lee SpindtMML Investors Services, LLCNew England Securities08-15-2011
Ami Kitner HowesMML Investors Services, LLCNew England Securities08-04-2011
William Daniel McDermottMML Investors Services, LLCNew England Securities01-28-2011
James Michael WarrenMML Investors Services, LLCNew England Securities10-18-2010
David Richard KrollMML Investors Services, LLCNew England Securities09-01-2010
Jefferson Kent JarrellMML Investors Services, LLCNew England Securities08-10-2009
Van M Michael HessMML Investors Services, LLCNew England Securities05-13-2009
Jeffrey Stewart McCreeryMML Investors Services, LLCNew England Securities03-10-2009

Showing 1 to 25 of 25 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.