Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Derry Leroy Haywood IIMML Investors Services, LLCNew England Securities06-08-2015
John Haywood Lyon Jr.MML Investors Services, LLCNew England Securities04-15-2015
Ellen Marie R SmithMML Investors Services, LLCNew England Securities01-22-2015
Steven Douglas DietrichMML Investors Services, LLCNew England Securities$5012-23-2014
Michael P. JonesMML Investors Services, LLCNew England Securities08-12-2014
Peirce Colton WardMML Investors Services, LLCNew England Securities05-16-2014
Robert Scott MetteMML Investors Services, LLCNew England Securities02-07-2014
Richard Alan RudnickiMML Investors Services, LLCNew England Securities$2511-07-2013
Mark Eric ScarbroughMML Investors Services, LLCNew England Securities10-21-2013
James B. HorneMML Investors Services, LLCNew England Securities10-17-2013
Daniel GeigerMML Investors Services, LLCNew England Securities10-14-2013
Scott Alan GeigerMML Investors Services, LLCNew England Securities10-11-2013
Stuart Alexander GayMML Investors Services, LLCNew England Securities09-26-2013
Ryan Michael WallMML Investors Services, LLCNew England Securities08-20-2013
John Douglas McDanielsMML Investors Services, LLCNew England Securities05-29-2013
Joseph ArbolaezMML Investors Services, LLCNew England Securities04-30-2013
Michael Allen StoneMML Investors Services, LLCNew England Securities04-23-2013
Andrew Lamar WardMML Investors Services, LLCNew England Securities03-21-2013
Neal Allen HirschMML Investors Services, LLCNew England Securities02-13-2013
Christopher Allen BermejoMML Investors Services, LLCNew England Securities02-04-2013
Stanley Joseph PelcherMML Investors Services, LLCNew England Securities02-01-2013
Katherine Elizabeth BennettMML Investors Services, LLCNew England Securities$101-11-2013
Adam B. CriggerMML Investors Services, LLCNew England Securities11-26-2012
William Bruce Connors Jr.MML Investors Services, LLCNew England Securities11-23-2012
Walter Glenn GrantMML Investors Services, LLCNew England Securities11-15-2012
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.