Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Damien Brian EastMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-08-2015
Mary M. MickMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-07-2015
Jeremy Richard FagerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-11-2015
Christopher Michael YoungMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-09-2015
Timothy Brian CampbellMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-04-2015
William Patrick Mulcahy IIIMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-27-2015
John L. SchrieverMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-25-2015
Mark Allen RichardsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-07-2015
Jonathan Richard VaclavMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-07-2015
Patrick R. JarvisMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-06-2015
Robert Joseph PykoszMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-06-2015
Joshua Trev LiebermanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$10008-05-2015
Joseph Allan JenkinsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-20-2015
William Alan FranksMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-16-2015
Phillip Jay WarnerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-26-2015
Joel Douglas GilleyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-12-2015
Raymond Joseph Kubick Jr.MML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-11-2015
Max Alexander DembowMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-15-2015
Hansen Lowell SeitzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-14-2015
Christopher Joseph BaccariMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-05-2015
Diane Picciotto EverhartMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$20004-24-2015
Matthew Thomas FerrelMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-23-2015
Michael Adam ShapiroMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$5004-21-2015
Ryan David GlynnMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-10-2015
Michael Keith StacyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-09-2015
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Showing 76 to 100 of 218 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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