Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Claudio M. Gambin NetoMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-16-2019
Nicholas Edward BenzorMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-10-2019
Sean ParryMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-05-2019
Stallone MannanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-21-2019
John Michael Van De BogartMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-15-2019
Paul G WhitbyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-11-2019
Gary Michael TsoumasMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-09-2019
Joshua Steve CurtisMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-08-2019
Daniel J. ThrelkeldMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-27-2019
John K. HamanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-12-2019
Ryan Edward DuttonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-03-2019
Ryan T. NealMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-24-2019
Tyler David VannMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-18-2019
Craig J. CaimiMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-17-2019
Thomas LylesMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-17-2019
Aaron M BaltzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-10-2019
Adam Joseph SwerdlowMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-28-2019
Sean Patrick TuiteMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-30-2019
James D Thibaut IIMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-05-2019
Paul T StandringMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-13-2019
Meaghan L. JosephMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-12-2019
Mark Ciszak JrMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-26-2019
David H. NittaMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-15-2019
Jonathon S ButlerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-14-2019
Jeremy Jackson ThrelkeldMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-08-2019
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Showing 1 to 25 of 481 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.