Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cynthia Jean ObrienMML Investors Services, LLCPark Avenue Securities LLC$2503-26-2019
Anant S. MehtaMML Investors Services, LLCPark Avenue Securities LLC02-13-2019
Jeffrey Charles GoeringMML Investors Services, LLCPark Avenue Securities LLC10-31-2018
Craig Adam GraysonMML Investors Services, LLCPark Avenue Securities LLC$3609-20-2018
Christopher Evan TormeyMML Investors Services, LLCPark Avenue Securities LLC$20008-16-2018
Adrian Adam BlockMML Investors Services, LLCPark Avenue Securities LLC01-16-2018
Carl Andrew UpchurchMML Investors Services, LLCPark Avenue Securities LLC09-29-2017
Dean Evan SilvermanMML Investors Services, LLCPark Avenue Securities LLC03-08-2017
Kevin Carl ArvidsonMML Investors Services, LLCPark Avenue Securities LLC03-06-2017
Robert Puzant SarkissianMML Investors Services, LLCPark Avenue Securities LLC01-04-2017
Mark Anthony BadamiMML Investors Services, LLCPark Avenue Securities LLC09-23-2016
Tracy John BrownMML Investors Services, LLCPark Avenue Securities LLC07-21-2016
Michael Adam SitzmanMML Investors Services, LLCPark Avenue Securities LLC$2104-05-2016
Lucas Wayne CheathamMML Investors Services, LLCPark Avenue Securities LLC03-30-2016
Kenneth B BaronMML Investors Services, LLCPark Avenue Securities LLC$10001-20-2016
Blake Leonardo Bard MoranMML Investors Services, LLCPark Avenue Securities LLC12-01-2015
Jonathan P WorobowMML Investors Services, LLCPark Avenue Securities LLC10-29-2015
Keith Christian CuomoMML Investors Services, LLCPark Avenue Securities LLC09-17-2015
Nolan Charles ClearyMML Investors Services, LLCPark Avenue Securities LLC07-27-2015
Bettie W. JarvisMML Investors Services, LLCPark Avenue Securities LLC04-13-2015
Douglas Tim NelsonMML Investors Services, LLCPark Avenue Securities LLC$5003-09-2015
Cliff Simeon DuesterMML Investors Services, LLCPark Avenue Securities LLC$1002-26-2015
Ryan Patrick McNultyMML Investors Services, LLCPark Avenue Securities LLC10-22-2014
Jason Ernest LuckMML Investors Services, LLCPark Avenue Securities LLC10-30-2013
Davy Pui KwokMML Investors Services, LLCPark Avenue Securities LLC08-16-2013
Next Page »

Showing 1 to 25 of 45 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.