Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alberto SanchezMML Investors Services, LLCPrincipal Securities, Inc.11-17-2017
Andrea M. MartinMML Investors Services, LLCPrincipal Securities, Inc.05-26-2015
Christopher Kelly BartonMML Investors Services, LLCPrincipal Securities, Inc.09-27-2017
Dennis Doyle HamiltonMML Investors Services, LLCPrincipal Securities, Inc.08-18-2017
Gavin James ParkerMML Investors Services, LLCPrincipal Securities, Inc.04-01-2009
Jason R CampbellMML Investors Services, LLCPrincipal Securities, Inc.02-27-2009
John Lynn McCants Jr.MML Investors Services, LLCPrincipal Securities, Inc.09-28-2015
Jonathan David ArcherMML Investors Services, LLCPrincipal Securities, Inc.08-25-2010
Jonathan Liam HoffmanMML Investors Services, LLCPrincipal Securities, Inc.02-09-2012
Joseph Ray AllenMML Investors Services, LLCPrincipal Securities, Inc.10-25-2018
Josiah WhittenMML Investors Services, LLCPrincipal Securities, Inc.07-27-2016
Kanwar Dalip SinghMML Investors Services, LLCPrincipal Securities, Inc.07-21-2015
Keith Jonathan WaldmanMML Investors Services, LLCPrincipal Securities, Inc.10-06-2017
Michael Gerard JuradoMML Investors Services, LLCPrincipal Securities, Inc.11-22-2016
Mya Korin BranumMML Investors Services, LLCPrincipal Securities, Inc.08-09-2016
Paul William StratosMML Investors Services, LLCPrincipal Securities, Inc.12-07-2018
Rachel A. BurksMML Investors Services, LLCPrincipal Securities, Inc.03-29-2016
Randall Allen HillMML Investors Services, LLCPrincipal Securities, Inc.10-14-2015
Randy Richard Bradt Sr.MML Investors Services, LLCPrincipal Securities, Inc.09-21-2016
Robert S JohnstonMML Investors Services, LLCPrincipal Securities, Inc.09-07-2018
Steven J OrchekowskyMML Investors Services, LLCPrincipal Securities, Inc.03-29-2011
Tara Nicole EulenfeldMML Investors Services, LLCPrincipal Securities, Inc.04-13-2018
Thomas John CorsaroMML Investors Services, LLCPrincipal Securities, Inc.08-27-2015
Vernon L. OrrMML Investors Services, LLCPrincipal Securities, Inc.02-08-2017
Vicki J. BakerMML Investors Services, LLCPrincipal Securities, Inc.08-10-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.