Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Gains

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nancy ChangMML Investors Services, LLCCitigroup Global Markets Inc.09-10-2020
Joanne Vanessa BarriosMML Investors Services, LLCFarmers Financial Solutions, LLC08-31-2020
Tony C LanMML Investors Services, LLCNYLIFE Securities LLC08-27-2020
Sarah Floy DeatherageMML Investors Services, LLCWells Fargo Clearing Services, LLC07-15-2020
Rita Marie Lacanfora-PotterMML Investors Services, LLCPruco Securities, LLC.05-06-2020
Amber SchiffertMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-23-2020
Anees M SaifiMML Investors Services, LLCEquitable Advisors, LLC04-21-2020
John Mark LeeMML Investors Services, LLCBancWest Investment Services, Inc.04-20-2020
Ka Man ChanMML Investors Services, LLCTD Ameritrade, Inc.03-20-2020
Noelle Chartier BernalMML Investors Services, LLCAllstate Financial Services, LLC03-02-2020
Nicholas M PremoMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-05-2020
James Bryan GarnerMML Investors Services, LLCCambridge Investment Research, Inc.01-13-2020
Hunter Kevin RappleyeMML Investors Services, LLCLincoln Financial Advisors Corporation12-16-2019
Sean ParryMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-05-2019
Michael Charles Di RoccoMML Investors Services, LLCBeacon Pointe Advisors, LLC11-11-2019
Erik Scott LunsethMML Investors Services, LLCAmerican Equity Investment Corporation10-03-2019
Rachel Shayna TichauerMML Investors Services, LLCNYLIFE Securities LLC09-26-2019
Elizabeth EspinozaMML Investors Services, LLCForesters Financial Services, Inc.09-23-2019
Nhu Quynh DaoMML Investors Services, LLCNYLIFE Securities LLC09-03-2019
Sang H BaikMML Investors Services, LLCAvantax Investment Services, Inc.07-26-2019
Michael Edward PoseyMML Investors Services, LLCNYLIFE Securities LLC06-21-2019
Andrew C KingMML Investors Services, LLCPruco Securities, LLC.05-03-2019
Brian R YoungMML Investors Services, LLCPark Avenue Securities LLC04-24-2019
Guillermo A SileskyMML Investors Services, LLCPruco Securities, LLC.04-16-2019
Kierstin Kay ErwinMML Investors Services, LLCEquitable Advisors, LLC04-11-2019
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Showing 1 to 25 of 112 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.