Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael PoseyMML Investors Services, LLCNYLIFE Securities LLC06-21-2019
Kierstin Kay ErwinMML Investors Services, LLCAXA Advisors, LLC04-11-2019
Paul Edward CastilloMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-29-2018
Keith Raymond BahamMML Investors Services, LLCSecurities America, Inc.07-18-2018
Gianne Carlo Dizon ApuradoMML Investors Services, LLCNext Financial Group, Inc.07-18-2018
Debby P. PanMML Investors Services, LLCOneAmerica Securities, Inc.07-17-2018
Christopher James KilrainMML Investors Services, LLCTCFG Wealth Management, LLC04-09-2018
Jay V. PettyMML Investors Services, LLCCUNA Brokerage Services, Inc.$5003-27-2018
Brendan Morgan FarrellyMML Investors Services, LLCHornor, Townsend & Kent, LLC02-28-2018
Michael Esteban BarraganMML Investors Services, LLCVALIC Financial Advisors, Inc.02-13-2018
Frederick Bernard DenitzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$1001-19-2018
Michael SternMML Investors Services, LLCPruco Securities, LLC.01-09-2018
Larry Paul PearlMML Investors Services, LLCWaddell & Reed10-25-2017
Matthew William CollinsMML Investors Services, LLCSecurian Financial Services, Inc.10-10-2017
Dennis C. HouMML Investors Services, LLCHSBC Securities (USA) Inc.09-12-2017
Julio Roberto DoloricoMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-05-2017
Paul Joseph SalernoMML Investors Services, LLCBeacon Pointe Wealth Advisors, LLC$10008-02-2017
Hank Yeh WangMML Investors Services, LLCAmeriprise Financial Services, Inc.07-21-2017
Arielle Louise BittoniMML Investors Services, LLCHilltop Securities Inc.05-11-2017
Li ZhuMML Investors Services, LLCMetLife Securities Inc.$15003-25-2017
Doo Han HongMML Investors Services, LLCMetLife Securities Inc.$15003-25-2017
Charles Edward PollockMML Investors Services, LLCMetLife Securities Inc.$15003-25-2017
Robert A. SmithMML Investors Services, LLCMetLife Securities Inc.$10003-25-2017
J Timothy EssmanMML Investors Services, LLCMetLife Securities Inc.$10003-25-2017
Chris William SousounisMML Investors Services, LLCMetLife Securities Inc.$5603-25-2017
Next Page »

Showing 1 to 25 of 204 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.