Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam BarMML Investors Services, LLCNYLIFE Securities LLC09-22-2016
Adam Joseph SwerdlowMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-28-2019
Adam Robert CrettiMML Investors Services, LLCPruco Securities, LLC.05-26-2017
Al Jermaine Doss-CarterMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-16-2013
Alexander George PiperMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-21-2018
Alicia Emily McKieMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-06-2013
Alina Hooliana VartazarianMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-09-2016
Allen Rayferd TimmsMML Investors Services, LLCHornor, Townsend & Kent, LLC$10004-12-2017
Anthony BeltranMML Investors Services, LLCPark Avenue Securities LLC03-10-2017
Arielle Louise BittoniMML Investors Services, LLCHilltop Securities Inc.05-11-2017
Arthur Matthew ChenMML Investors Services, LLCPark Avenue Securities LLC07-16-2013
Barry Philip GoldMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-08-2014
Bernard Eugene RosenMML Investors Services, LLCThe Leaders Group, Inc.08-10-2017
Blake Elliott MaterewiczMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-30-2012
Brandon Dale Robert BrookeMML Investors Services, LLCNYLIFE Securities LLC11-18-2010
Brendan Morgan FarrellyMML Investors Services, LLCHornor, Townsend & Kent, LLC02-28-2018
Brian David AndersonMML Investors Services, LLCAIG Capital Services, Inc.03-02-2016
Brian P. McNamaraMML Investors Services, LLCNYLIFE Securities LLC$10004-20-2009
Brian R. YoungMML Investors Services, LLCPark Avenue Securities LLC$50004-24-2019
Brian Vahan BozajianMML Investors Services, LLCNational Planning Corporation11-09-2017
Brook Mason StevensMML Investors Services, LLCPark Avenue Securities LLC01-30-2018
Carmina Dones RodriguezMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-30-2014
Carter G. KimMML Investors Services, LLCAllstate Financial Services, LLC09-25-2018
Casey Lee BerwickMML Investors Services, LLCPark Avenue Securities LLC08-17-2015
Chad Ryan MilesMML Investors Services, LLCAXA Advisors, LLC$25010-07-2016
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Showing 1 to 25 of 200 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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