Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael PoseyMML Investors Services, LLCNYLIFE Securities LLC06-21-2019
Kierstin Kay ErwinMML Investors Services, LLCAXA Advisors, LLC04-11-2019
Paul Edward CastilloMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-29-2018
Keith Raymond BahamMML Investors Services, LLCSecurities America, Inc.07-18-2018
Gianne Carlo Dizon ApuradoMML Investors Services, LLCNext Financial Group, Inc.07-18-2018
Debby P. PanMML Investors Services, LLCOneAmerica Securities, Inc.07-17-2018
Christopher James KilrainMML Investors Services, LLCTCFG Wealth Management, LLC04-09-2018
Brendan Morgan FarrellyMML Investors Services, LLCHornor, Townsend & Kent, LLC02-28-2018
Michael Esteban BarraganMML Investors Services, LLCVALIC Financial Advisors, Inc.02-13-2018
Michael SternMML Investors Services, LLCPruco Securities, LLC.01-09-2018
Larry Paul PearlMML Investors Services, LLCWaddell & Reed10-25-2017
Matthew William CollinsMML Investors Services, LLCSecurian Financial Services, Inc.10-10-2017
Dennis C. HouMML Investors Services, LLCHSBC Securities (USA) Inc.09-12-2017
Julio Roberto DoloricoMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-05-2017
Hank Yeh WangMML Investors Services, LLCAmeriprise Financial Services, Inc.07-21-2017
Arielle Louise BittoniMML Investors Services, LLCHilltop Securities Inc.05-11-2017
Peter Nathen Alexander BanneMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Richard David LongMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Richard RockeMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Amelia Tan KohMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Terry Curtis RobertsonMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Scott Robert KreymborgMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Elly ChanMML Investors Services, LLCMetLife Securities Inc.03-25-2017
James Husin HasnahMML Investors Services, LLCMetLife Securities Inc.03-25-2017
James Patricio HannaMML Investors Services, LLCMetLife Securities Inc.03-25-2017
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Showing 1 to 25 of 204 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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