Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anant S MehtaMML Investors Services, LLCPark Avenue Securities LLC02-13-2019
Jessica Elisabeth BeckMML Investors Services, LLCBancWest Investment Services, Inc.03-02-2018
Jervis Longyear DiciccoMML Investors Services, LLCKovack Advisors, Inc.$2505-17-2017
Ben SarsozoMML Investors Services, LLCSummit Brokerage Services, Inc.$2504-26-2017
Shane Michael BaumanMML Investors Services, LLCPark Avenue Securities LLC04-19-2017
John Barnes HarfertMML Investors Services, LLCCambridge Investment Research, Inc.03-08-2017
Kevin Carl ArvidsonMML Investors Services, LLCPark Avenue Securities LLC03-06-2017
Debra Lynn MillerMML Investors Services, LLCThrivent Investment Management Inc.05-31-2016
Christopher Jacob BarkerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-20-2015
David Lynn OwensMML Investors Services, LLCFirst Advisors National, LLC05-29-2015
Steven William HarpMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$104-02-2015
Paula Rene LueskeMML Investors Services, LLCNYLIFE Securities LLC03-23-2015
Douglas Tim NelsonMML Investors Services, LLCPark Avenue Securities LLC$5003-09-2015
Desmond Jermaine DimondMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-06-2015
Eric Martin JacobsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$102-25-2015
Scott C MarekMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-11-2015
Derek Jeffrey ScarthMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-22-2015
Shawn Patrick WallaceMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$1001-12-2015
Graham Christy GerlachMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-19-2014
Adam L WayMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$5012-15-2014
Mark Boyer CandlerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-17-2014
William Mills Mills VMML Investors Services, LLCWilbanks Securities, Inc.05-20-2014
Tyler James WoodwardMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-07-2013
Scott Eric BraunMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-07-2013
Rachel J MichaelsonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-04-2013
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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