Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig Adam GraysonMML Investors Services, LLCPark Avenue Securities LLC$3609-20-2018
John George ChandaMML Investors Services, LLCProEquities, Inc.$2508-17-2018
Michael Elliot TaylorMML Investors Services, LLCAmeriprise Financial Services, Inc.$106-01-2018
Tara Nicole EulenfeldMML Investors Services, LLCPrincipal Securities, Inc.04-13-2018
Joseph Patrick WelshMML Investors Services, LLCNYLIFE Securities LLC02-23-2018
Richard Vincent ScredonMML Investors Services, LLCEquity Services, Inc.02-05-2018
Michael J KaneMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-25-2018
Jeffrey Wayne OglanderMML Investors Services, LLCAXA Advisors, LLC01-02-2018
Alberto SanchezMML Investors Services, LLCPrincipal Securities, Inc.11-17-2017
Robin Stein BernsteinMML Investors Services, LLCLincoln Financial Securities Corporation10-26-2017
Lea MitchellMML Investors Services, LLCNYLIFE Securities LLC10-12-2017
Ryan Seth BlaireMML Investors Services, LLCNYLIFE Securities LLC10-09-2017
Abiodun Adebusola AjayiMML Investors Services, LLCWells Fargo Advisors Financial Network, LLC$5010-03-2017
Jacalyn Robin MurrayMML Investors Services, LLCThe Leaders Group, Inc.$109-08-2017
Matthew Richard OlsenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-17-2017
Frederick John James Noel IIMML Investors Services, LLCAmeriprise Financial Services, Inc.07-11-2017
Michael Case SmithMML Investors Services, LLCAXA Advisors, LLC$1,00005-23-2017
Tracy Lee HusseyMML Investors Services, LLCW&S Brokerage Services, Inc.05-19-2017
Todd Allen KeithMML Investors Services, LLCHorace Mann Investors, Inc.05-09-2017
Molly Ann ShraunerMML Investors Services, LLCVALIC Financial Advisors, Inc.05-05-2017
Scott MabryMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-05-2017
Richard Alan Desimone Jr.MML Investors Services, LLCJ.P. Morgan Securities LLC05-04-2017
Everette Meade Seay IVMML Investors Services, LLCAmerican Portfolios Financial Services, Inc.$10010-19-2016
Mark Andrew CourchaneMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-02-2016
Christine Diane Wilkinson-MartinezMML Investors Services, LLCWells Fargo Clearing Services, LLC08-24-2016
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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