Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Charles FingererMML Investors Services, LLCAllstate Financial Services, LLC05-31-2019
Everette Meade Seay IVMML Investors Services, LLCAmerican Portfolios Advisors, Inc10-19-2016
Michael Elliot TaylorMML Investors Services, LLCAmeriprise Financial Services, LLC06-01-2018
Jacqueline Marie Therese GrellingerMML Investors Services, LLCEquitable Advisors, LLC09-16-2019
Jeffrey Wayne OglanderMML Investors Services, LLCEquitable Advisors, LLC01-02-2018
Craig Eric NovekMML Investors Services, LLCEquitable Advisors, LLC09-10-2012
Robert Ellis Mullinax JrMML Investors Services, LLCEquity Services, Inc.07-01-2020
Robert Francis DevineMML Investors Services, LLCEquity Services, Inc.10-06-2009
Brad Lee WillsonMML Investors Services, LLCFirst Allied Advisory Services, Inc.10-07-2015
Allison Jean TerlipMML Investors Services, LLCFirst Command Brokerage Services, Inc.08-01-2019
Stephanie SerranoMML Investors Services, LLCForesters Financial Services, Inc.01-30-2019
Christopher Nicholas LeeMML Investors Services, LLCForesters Financial Services, Inc.11-28-2018
Craig Alan LanceMML Investors Services, LLCHornor, Townsend & Kent, LLC12-04-2018
Christopher John MoralesMML Investors Services, LLCKovack Securities Inc.01-08-2019
Michael Burl Everritt IiMML Investors Services, LLCLPL Financial LLC09-21-2017
Andrew Joseph SheeterMML Investors Services, LLCLPL Financial LLC06-12-2015
Erik Michael FischerMML Investors Services, LLCM Holdings Securities, Inc.02-27-2020
Anthony Angelo IannoneMML Investors Services, LLCNational Planning Corporation$2507-24-2009
Jose BeharMML Investors Services, LLCNew England Securities10-31-2012
Gary Lawrence CiampittiMML Investors Services, LLCNewport Coast Securities, Inc.10-16-2012
Bryan E SmithMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-03-2020
Rodrigo CherubinMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-04-2020
Marie B GirvinMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-18-2019
Claudio M Gambin NetoMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-16-2019
Sean Patrick TuiteMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-30-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.