Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bashar K. BarazMML Investors Services, LLCSecurian Financial Services, Inc.06-05-2019
Sean Patrick TuiteMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-30-2019
Cynthia Jean ObrienMML Investors Services, LLCPark Avenue Securities LLC$2503-26-2019
Stephanie SerranoMML Investors Services, LLCForesters Financial Services, Inc.01-30-2019
Craig Adam GraysonMML Investors Services, LLCPark Avenue Securities LLC$3609-20-2018
Roger Americo SilveraMML Investors Services, LLCTransamerica Financial Advisors, Inc09-19-2018
John G. ChandaMML Investors Services, LLCProEquities, Inc.$2508-17-2018
Michael Elliot TaylorMML Investors Services, LLCAmeriprise Financial Services, Inc.06-01-2018
Travis Lee MacdonaldMML Investors Services, LLCRedhawk Wealth Advisors, Inc.05-29-2018
Tara Nicole EulenfeldMML Investors Services, LLCPrincipal Securities, Inc.04-13-2018
Joseph Patrick WelshMML Investors Services, LLCNYLIFE Securities LLC02-23-2018
Richard V. ScredonMML Investors Services, LLCEquity Services, Inc.02-05-2018
Michael J. KaneMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-25-2018
Jeffrey Wayne OglanderMML Investors Services, LLCAXA Advisors, LLC01-02-2018
Abbey AjayiMML Investors Services, LLCWells Fargo Advisors Financial Network, LLC10-03-2017
Jacalyn Robin MurrayMML Investors Services, LLCThe Leaders Group, Inc.09-08-2017
Frederick John James Noel IIMML Investors Services, LLCAmeriprise Financial Services, Inc.07-11-2017
Michael Case SmithMML Investors Services, LLCAXA Advisors, LLC05-23-2017
Tracy Lee HusseyMML Investors Services, LLCW&S Brokerage Services, Inc.05-19-2017
Molly Ann ShraunerMML Investors Services, LLCVALIC Financial Advisors, Inc.05-05-2017
Stephen Wendell BryarsMML Investors Services, LLCMetLife Securities Inc.$10003-25-2017
Benjamin Franklin DyalMML Investors Services, LLCMetLife Securities Inc.$10003-25-2017
Elan MoasMML Investors Services, LLCMetLife Securities Inc.$10003-25-2017
Eileen CioeMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Kirk Christopher KinsmanMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
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Showing 1 to 25 of 130 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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