Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Angelo IannoneMML Investors Services, LLCNational Planning Corporation$2507-24-2009
Robert Francis DevineMML Investors Services, LLCEquity Services, Inc.10-06-2009
Jason Eric HellerMML Investors Services, LLCPark Avenue Securities LLC11-04-2010
Jeffrey Russell RotmanMML Investors Services, LLCPark Avenue Securities LLC$2503-22-2011
Piers Land Curry IiMML Investors Services, LLCSignator Investors, Inc.$2501-17-2012
Matthew A BurksMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-20-2012
Evan Scott SussmanMML Investors Services, LLCSignator Investors, Inc.08-01-2012
Craig Eric NovekMML Investors Services, LLCEquitable Advisors, LLC09-10-2012
Steven Claude GlennMML Investors Services, LLCOhio National Equities, Inc.09-28-2012
Noah Z KahnMML Investors Services, LLCSignator Investors, Inc.10-01-2012
Gary Lawrence CiampittiMML Investors Services, LLCNewport Coast Securities, Inc.10-16-2012
Jose BeharMML Investors Services, LLCNew England Securities10-31-2012
Jason Gregory AuricchioMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-14-2013
Remy Dou Del ToroMML Investors Services, LLCSignator Investors, Inc.03-04-2013
Carlos Alberto TemperanMML Investors Services, LLCSignator Investors, Inc.08-20-2014
Eric W RoukeyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-28-2014
Brian Richard LubelMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-08-2014
Daniel Aaron Smith IvMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-09-2014
Eric Peter CarlsonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-09-2014
Ronald Joseph Gruninger IiiMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-09-2014
Todd A BryantMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$1009-11-2014
David S PieronowskiMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-11-2014
James William Winstel JrMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-02-2015
Tyler Jameson HustonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-04-2015
Ashley Marie GlynnMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-18-2015
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.