Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andre Lawrence St CampbellMML Investors Services, LLCEdward Jones06-16-2009
Robert Francis DevineMML Investors Services, LLCEquity Services, Inc.$10010-06-2009
Jason Eric HellerMML Investors Services, LLCPark Avenue Securities LLC$25011-04-2010
Jeffrey Russell RotmanMML Investors Services, LLCPark Avenue Securities LLC$10003-22-2011
Piers Land Curry IIMML Investors Services, LLCSignator Investors, Inc.$25001-17-2012
Matthew A. BurksMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-20-2012
James Edward CarpenterMML Investors Services, LLCBBVA Compass Investment Solutions, Inc.02-06-2012
John Travis Lillie Jr.MML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$10003-30-2012
Manuel Alonso IIIMML Investors Services, LLCJohn Hancock Distributors LLC03-30-2012
Gary Wayne LavalleeMML Investors Services, LLCNational Planning Corporation06-01-2012
Tomasz Klaudiusz Alemany RojasMML Investors Services, LLCSignator Investors, Inc.08-24-2012
Janet GonzalezMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-05-2012
Craig NovekMML Investors Services, LLCAXA Advisors, LLC09-10-2012
Steven Claude GlennMML Investors Services, LLCOhio National Equities, Inc.09-28-2012
Noah Z. KahnMML Investors Services, LLCSignator Investors, Inc.10-01-2012
Gary Lawrence CiampittiMML Investors Services, LLCNewport Coast Securities, Inc.$10010-16-2012
Jose BeharMML Investors Services, LLCNew England Securities10-31-2012
Christopher Allen BermejoMML Investors Services, LLCNew England Securities$10002-04-2013
Neal Allen HirschMML Investors Services, LLCNew England Securities02-13-2013
Jason Gregory AuricchioMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-14-2013
Cory H ClairMML Investors Services, LLCSignator Investors, Inc.02-14-2013
Javid Reza MortazaviMML Investors Services, LLCSignator Investors, Inc.$10002-27-2013
Remy Dou Del ToroMML Investors Services, LLCSignator Investors, Inc.03-04-2013
Patrick Francis ThuecksMML Investors Services, LLCSpectrum Strategies, L.L.C.03-25-2013
Matthew Lee RosenfeldMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-28-2013
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Showing 1 to 25 of 132 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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