Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abbey AjayiMML Investors Services, LLCWells Fargo Advisors Financial Network, LLC10-03-2017
Adam C. TaylorMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-06-2018
Alberto SanchezMML Investors Services, LLCPrincipal Securities, Inc.11-17-2017
Allison Jean TerlipMML Investors Services, LLCFirst Command Financial Planning, Inc.08-01-2019
Andre St Lawrence CampbellMML Investors Services, LLCEdward Jones06-16-2009
Andrew Joseph SheeterMML Investors Services, LLCLPL Financial LLC06-12-2015
Angelique Theresa WhitehouseMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-25-2018
Anna Lea BorgmanMML Investors Services, LLCVisionary Wealth Advisors, LLC08-19-2016
Ashley M. GlynnMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-18-2015
Bashar K. BarazMML Investors Services, LLCSecurian Financial Services, Inc.06-05-2019
Brad Lee WillsonMML Investors Services, LLCFirst Allied Advisory Services, Inc.10-07-2015
Brandon Mclean EarleMML Investors Services, LLCAXA Advisors, LLC02-15-2019
Brian Richard LubelMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$2509-08-2014
Bryan E SmithMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-03-2020
Bryant Alexander RuanoMML Investors Services, LLCPark Avenue Securities LLC10-09-2018
Carlos Alberto TemperanMML Investors Services, LLCSignator Investors, Inc.08-20-2014
Carlos Alejandro MusibayMML Investors Services, LLCHornor, Townsend & Kent, LLC01-30-2014
Carol Hakemian FeltMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-31-2017
Catherine D. StocktonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-27-2015
Chester Lorenzo JohnsonMML Investors Services, LLCPruco Securities, LLC.04-30-2018
Christine Diane Wilkinson-MartinezMML Investors Services, LLCWells Fargo Clearing Services, LLC08-24-2016
Christopher Allen BermejoMML Investors Services, LLCNew England Securities02-04-2013
Christopher G. PriceMML Investors Services, LLCSagePoint Financial, Inc.$2504-07-2020
Christopher John MoralesMML Investors Services, LLCKovack Securities Inc.01-08-2019
Christopher Nicholas LeeMML Investors Services, LLCForesters Financial Services, Inc.11-28-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.