Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason A. JonesMML Investors Services, LLCWEALTHFOLIO FINANCIAL PLANNING, LLC11-18-2019
Malcolm Dee LewisMML Investors Services, LLCPruco Securities, LLC.10-08-2019
Bradley GodfreyMML Investors Services, LLCEdward Jones$10008-16-2019
Logan Bradley SmithMML Investors Services, LLCOneAmerica Securities, Inc.07-09-2019
Adam Jude CorwinMML Investors Services, LLCOneAmerica Securities, Inc.$10006-10-2019
Mary Kathryn FarrisMML Investors Services, LLCEdward Jones04-25-2019
Joann Mylan PhanMML Investors Services, LLCPruco Securities, LLC.02-25-2019
Antony Byron BarberMML Investors Services, LLCPruco Securities, LLC.02-19-2019
Paul G. SlavikMML Investors Services, LLCW&S Brokerage Services, Inc.02-07-2019
Jeremy HalbergMML Investors Services, LLCEquity Services, Inc.02-07-2019
Jason Edward RockwellMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$50001-31-2019
David Michael CapozziMML Investors Services, LLCPruco Securities, LLC.$10001-14-2019
Jonathon Whitacre SanningMML Investors Services, LLCPruco Securities, LLC.01-11-2019
Michael Richard DavisMML Investors Services, LLCPruco Securities, LLC.01-08-2019
Dillon M. SmithMML Investors Services, LLCPruco Securities, LLC.01-08-2019
Paden DallasMML Investors Services, LLCPruco Securities, LLC.01-08-2019
David Paul FeldsteinMML Investors Services, LLCPruco Securities, LLC.$10009-06-2018
Thomas Leon Evans Jr.MML Investors Services, LLCPruco Securities, LLC.08-27-2018
Lebron Cornelius MorganMML Investors Services, LLCNYLIFE Securities LLC$10008-10-2018
Parth Tejas VakilMML Investors Services, LLCWaddell & Reed06-08-2018
Earle Denis Layng IIMML Investors Services, LLCNYLIFE Securities LLC06-01-2018
Jonathan Michael ConstantMML Investors Services, LLCWaddell & Reed$10005-04-2018
James Homer Moore IVMML Investors Services, LLCWaddell & Reed05-04-2018
Timothy Edward Johnson Jr.MML Investors Services, LLCSunTrust Advisory Services, Inc.$10002-09-2018
Sammy NaouloMML Investors Services, LLCNYLIFE Securities LLC02-05-2018
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Showing 1 to 25 of 80 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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