Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Nicholas SmithMML Investors Services, LLCMML Investors Services, LLC04-22-2020
Chaminda P. MahawelaMML Investors Services, LLCAXA Advisors, LLC01-28-2020
Carolyn BurginMML Investors Services, LLCAXA Advisors, LLC01-23-2020
Patrick VolpeMML Investors Services, LLCEdward Jones01-10-2020
Stephen WarrenMML Investors Services, LLCEdward Jones12-13-2019
Nicholas Edward BenzorMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-10-2019
Jason A. JonesMML Investors Services, LLCWEALTHFOLIO FINANCIAL PLANNING, LLC11-15-2019
James T. CarrMML Investors Services, LLCE*TRADE Securities LLC10-17-2019
Malcolm Dee LewisMML Investors Services, LLCPruco Securities, LLC.10-08-2019
Bradley GodfreyMML Investors Services, LLCEdward Jones08-16-2019
Logan Bradley SmithMML Investors Services, LLCOneAmerica Securities, Inc.07-09-2019
Adam Jude CorwinMML Investors Services, LLCOneAmerica Securities, Inc.06-10-2019
Andrew C. KingMML Investors Services, LLCPruco Securities, LLC.05-03-2019
Mary Kathryn FarrisMML Investors Services, LLCEdward Jones04-25-2019
Joann Mylan PhanMML Investors Services, LLCPruco Securities, LLC.02-25-2019
Antony Byron BarberMML Investors Services, LLCPruco Securities, LLC.02-19-2019
Jeremy HalbergMML Investors Services, LLCEquity Services, Inc.02-07-2019
Jason Edward RockwellMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$5001-31-2019
David Michael CapozziMML Investors Services, LLCPruco Securities, LLC.01-14-2019
Jonathon Whitacre SanningMML Investors Services, LLCPruco Securities, LLC.01-11-2019
Michael Richard DavisMML Investors Services, LLCPruco Securities, LLC.01-08-2019
Dillon M. SmithMML Investors Services, LLCPruco Securities, LLC.01-08-2019
Paden DallasMML Investors Services, LLCPruco Securities, LLC.01-08-2019
David Paul FeldsteinMML Investors Services, LLCPruco Securities, LLC.09-06-2018
Thomas Leon Evans Jr.MML Investors Services, LLCPruco Securities, LLC.08-27-2018
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Showing 1 to 25 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.