Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lori Ann ReinkeMML Investors Services, LLCThrivent Investment Management Inc.08-09-2019
Craig Harvey TibbittsMML Investors Services, LLCParkland Securities, LLC01-17-2018
Sean Robert TennisMML Investors Services, LLCForesters Financial Services, Inc.08-22-2017
Ternel Norbert MartinezMML Investors Services, LLCBancWest Investment Services, Inc.04-24-2017
David Keith RiffeMML Investors Services, LLCWaddell & Reed12-20-2016
Daniel Garber BurleighMML Investors Services, LLCThrivent Investment Management Inc.11-15-2016
Kyle Richard MoonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-24-2015
John Douglas MillerMML Investors Services, LLCLPL Financial LLC06-24-2015
Tammy Lynn GiniMML Investors Services, LLCCetera Advisors LLC02-19-2015
Reuben Scott MasonMML Investors Services, LLCDesert Rose Capital Management, Inc.06-26-2014
Michael Raymond PatrickMML Investors Services, LLCJ.P. Morgan Securities LLC03-31-2014
Pamela Sue McClennyMML Investors Services, LLCCapital Financial Services, Inc.07-11-2013
Timothy J. CiullaMML Investors Services, LLCAllstate Financial Services, LLC03-18-2013
Paul Reed HalesMML Investors Services, LLCNYLIFE Securities LLC01-07-2011
Justin Mark WalkerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-10-2010
Roscoe Otis OrtonMML Investors Services, LLCAXA Advisors, LLC01-05-2009

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.