Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Craig MerchantMML Investors Services, LLCAllied Beacon Partners, Inc.12-07-2012
John Clarence MollettMML Investors Services, LLCAXA Advisors, LLC$5001-08-2009
Edward L. EthingtonMML Investors Services, LLCEdward Jones$2509-05-2017
Daniel W. IstreMML Investors Services, LLCEdward Jones07-10-2013
Shaun MusickMML Investors Services, LLCFBL Marketing Services, LLC01-19-2017
David Wayne BanningMML Investors Services, LLCFBL Marketing Services, LLC11-08-2016
Tyler Anthony MooreMML Investors Services, LLCForesters Financial Services, Inc.04-21-2017
Steven Douglas DietrichMML Investors Services, LLCNew England Securities$5012-23-2014
Katherine Elizabeth BennettMML Investors Services, LLCNew England Securities$101-11-2013
Brian O. GloeMML Investors Services, LLCNew England Securities08-01-2011
James Michael WarrenMML Investors Services, LLCNew England Securities10-18-2010
Michael Stephan ProctorMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-25-2016
William Grey CarsonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-05-2012
Fate Kellum SpurlockMML Investors Services, LLCNYLIFE Securities LLC$10005-15-2014
Gregory Clark FinkeMML Investors Services, LLCStewardship Capital11-27-2017
Alejandro J. Carvalho RodriguezMML Investors Services, LLCThe O.N. Equity Sales Company02-29-2016

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.