Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Michael WarrenMML Investors Services, LLCNew England Securities10-18-2010
William Grey CarsonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-05-2012
Katherine Elizabeth BennettMML Investors Services, LLCNew England Securities10-12-2012
Bradly Germain MasekMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Michael David WesterfieldMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Scott Dearborn ColbyMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Christopher Phillip KramerMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Clayton Douglas TurnerMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
John S. SightMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
James Rosendo FloresMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Arthur Roy Riley Jr.MML Investors Services, LLCMetLife Securities Inc.03-25-2017
Bradley A SeibMML Investors Services, LLCMetLife Securities Inc.03-25-2017
David Andrew IannettoMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Brian John BrechlerMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Julie Ann AveyMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Nate Michael GeistMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Tysyn HartmanMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Tyler Anthony MooreMML Investors Services, LLCForesters Financial Services, Inc.04-21-2017
Edward L. EthingtonMML Investors Services, LLCEdward Jones$2509-05-2017

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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