Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Joseph ChlebecekMML Investors Services, LLCEdward Jones07-24-2020
Emily Rose WaltonMML Investors Services, LLCMorgan Stanley01-24-2020
Sheri Ann DelisleMML Investors Services, LLCInfinex Investments, Inc.12-06-2019
Naveed GullMML Investors Services, LLCNYLIFE Securities LLC12-04-2019
Kevin Michael MurrayMML Investors Services, LLCMoney Concepts Capital Corp11-19-2019
Taylor Edward LivingstonMML Investors Services, LLCGWN Securities Inc.10-16-2019
Bert James GilbertMML Investors Services, LLCNYLIFE Securities LLC$15008-05-2019
Joseph Albert LogrippoMML Investors Services, LLCGoodman Advisory Group, LLC07-30-2019
Michael J AugerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-26-2019
Andrea Bates McGrathMML Investors Services, LLCVoya Financial Advisors, Inc.$5007-17-2019
Elisabeth Leydon BradyMML Investors Services, LLCMWA Financial Services Inc.07-09-2019
Michael Robert BeckquistMML Investors Services, LLCForesters Financial Services, Inc.07-01-2019
Gordon J ThomasMML Investors Services, LLCFidelity Brokerage Services LLC06-21-2019
Jessica M HollowayMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$2506-10-2019
Amy JamrogMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-05-2019
Thomas M Valentine JrMML Investors Services, LLCCambridge Investment Research, Inc.04-17-2019
Derek Knight FairchildMML Investors Services, LLCNYLIFE Securities LLC04-03-2019
Kyle Gavin ConnollyMML Investors Services, LLCForesters Financial Services, Inc.03-29-2019
Rachele Brianna StivalettaMML Investors Services, LLCMcAdam LLC03-15-2019
Meaghan L JosephMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-12-2019
Stephen Robert ShawMML Investors Services, LLCForesters Financial Services, Inc.03-08-2019
Samantha Seabury SteerMML Investors Services, LLCRoyal Alliance Associates, Inc.03-01-2019
Ryan LambertMML Investors Services, LLCSantander Securities LLC01-15-2019
Charles Albert Logue IIIMML Investors Services, LLCUBS Financial Services Inc.01-11-2019
Dakota ComptonMML Investors Services, LLCSantander Securities LLC11-30-2018
Next Page »

Showing 1 to 25 of 56 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.