Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Geoffrey Joseph CroteauMML Investors Services, LLCThrivent Investment Management Inc.04-06-2009
Jason Andrew CutlerMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-18-2009
Robert Thomas DoakMML Investors Services, LLCInvesco Distributors, Inc.07-06-2010
Stephen J RossMML Investors Services, LLCWaddell & Reed02-22-2011
Ami Kitner HowesMML Investors Services, LLCNew England Securities08-04-2011
Eric Lee SpindtMML Investors Services, LLCNew England Securities$2508-15-2011
Steven Edward ChickMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$5011-04-2011
Jason Ernest LuckMML Investors Services, LLCPark Avenue Securities LLC10-30-2013
James Michael DitzelMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-13-2014
Terrell JoynerMML Investors Services, LLCEquitable Advisors, LLC04-25-2014
Timothy John LibbyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-19-2014
Stephen R JohnsonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-29-2014
Aaron Eric McFaddenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-29-2014
Douglas Wesley GreeneMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-29-2014
Parker Aubrey BabbeMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-17-2014
Gary M DennisMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-18-2015
Kathleen Quitno SchleherMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-22-2015
Jeffrey S BaronMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$2509-09-2015
Renee Simon ShermanMML Investors Services, LLCMetLife Securities Inc.02-10-2017
David Andrew SamuelsenMML Investors Services, LLCUBS Financial Services Inc.04-07-2017
Thomas Joseph HoltMML Investors Services, LLCPurshe Kaplan Sterling Investments07-06-2017
Vincent S WinansMML Investors Services, LLCFinancial Vision Advisory Services, LLC08-15-2017
Renee Jean WhiteMML Investors Services, LLCCommonwealth Financial Network09-01-2017
Daniel M St JeanMML Investors Services, LLCNYLIFE Securities LLC10-02-2017
Kimberly Ann RiordanMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2018
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.