Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Eric McFaddenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-29-2014
Alan Lee SilvermanMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Alan Ogilvie SaleMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Ami Kitner HowesMML Investors Services, LLCNew England Securities08-04-2011
Amie Lauren RoachMML Investors Services, LLCLPL Financial LLC$5003-08-2019
Amy JamrogMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-05-2019
Amy Share BrennanMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Andrew Coe ClearyMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Andrew John CarlstromMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Andrew Otis HawesMML Investors Services, LLCColumbia Management Investment Distributors, Inc.03-25-2019
Anne Marie PowersMML Investors Services, LLCMSI Financial Services, Inc.$2503-25-2017
Anthony Angelo IannoneMML Investors Services, LLCNational Planning Corporation07-24-2009
Anthony Joseph LeonardoMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Anthony Thomas NofiMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Arwen LowbridgeMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Brian Charles HendersonMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Bryce Andrew SchintziusMML Investors Services, LLCMetLife Securities Inc.02-23-2015
Charles G Brown IVMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Charles Nicholas RanichMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Christopher Michael RiffleMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Colin Hamilton SmithMML Investors Services, LLCMetLife Securities Inc.03-25-2017
David Craig PorterMML Investors Services, LLCMetLife Securities Inc.03-25-2017
David John MingoriMML Investors Services, LLCMetLife Securities Inc.03-25-2017
David Paul MillerMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Denise Marie DaleyMML Investors Services, LLCMetLife Securities Inc.03-25-2017
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Showing 1 to 25 of 109 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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