Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Christopher McGowanMML Investors Services, LLCFirst Heartland Capital, Inc.10-28-2010
Brian Donald VanriperMML Investors Services, LLCNew England Securities10-12-2012
Matthew D. AddyMML Investors Services, LLCNYLIFE Securities LLC09-11-2013
Richard William SheffieldMML Investors Services, LLCWaddell & Reed$2511-07-2013
Robert Scott MetteMML Investors Services, LLCNew England Securities02-07-2014
Erik Patrick BloomfieldMML Investors Services, LLCThrivent Investment Management Inc.10-21-2014
Keli Anthony Kaonohiokala AloMML Investors Services, LLCVoya Financial Advisors, Inc.07-21-2015
Gary Carmon Holvick Jr.MML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-23-2015
Walter Alan BrimleyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-22-2016
Jeremy David HazenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-22-2016
Christopher Lee MerchantMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-27-2016
Brooke Michelle HolvickMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-02-2016
Drew Michael ShapiroMML Investors Services, LLCNYLIFE Securities LLC02-12-2016
Charles W. GoetzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-21-2016
James Wesley CreamerMML Investors Services, LLCThrivent Investment Management Inc.$2507-08-2016
Thomas D. PerroneMML Investors Services, LLCThrivent Investment Management Inc.$1007-12-2016
Daniel Ellis JohnsonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$2503-13-2017
Brian Joe JimersonMML Investors Services, LLCMetLife Securities Inc.$10003-25-2017
Susan Andrea MyersMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Randa Farhat DagherMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Alan Curtis TurnerMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Mark James ProhaskaMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Paul Edward BozymowskiMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Martin Gordon KellnMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Cynthia Lee BalkwellMML Investors Services, LLCMetLife Securities Inc.$1803-25-2017
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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