Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Meloney Leigh LauMML Investors Services, LLCMML Investors Services, LLC02-13-2009
Ryan William HallMML Investors Services, LLCWells Fargo Clearing Services, LLC07-20-2009
Dawn Lynn PhillipsMML Investors Services, LLCRaymond James & Associates, Inc.02-01-2010
John Christopher McGowanMML Investors Services, LLCFirst Heartland Capital, Inc.10-28-2010
Brian Donald VanriperMML Investors Services, LLCNew England Securities10-12-2012
William Bruce Connors Jr.MML Investors Services, LLCNew England Securities11-23-2012
Eva Praeger FreedMML Investors Services, LLCMML Investors Services, LLC$2506-20-2013
David B. GrafMML Investors Services, LLCMML Investors Services, LLC$1006-21-2013
Matthew D. AddyMML Investors Services, LLCNYLIFE Securities LLC09-11-2013
Richard William SheffieldMML Investors Services, LLCWaddell & Reed$2511-07-2013
Robert Scott MetteMML Investors Services, LLCNew England Securities02-07-2014
Jeffrey Lee GordonMML Investors Services, LLCPFS Investments Inc.03-11-2014
David A. PyleMML Investors Services, LLCPruco Securities, LLC.04-01-2014
Alexander Seiji PotterMML Investors Services, LLCPruco Securities, LLC.04-08-2014
Elaine Ardith ParlbergMML Investors Services, LLCMutual of Omaha Investor Services, Inc.07-01-2014
Lu PalettaMML Investors Services, LLCMutual of Omaha Investor Services, Inc.09-23-2014
Erik Patrick BloomfieldMML Investors Services, LLCThrivent Investment Management Inc.10-21-2014
Terence PaulauskisMML Investors Services, LLCPruco Securities, LLC.11-25-2014
Brenda Marie OldhamMML Investors Services, LLCPruco Securities, LLC.02-19-2015
Ryan Philip LumbardMML Investors Services, LLCPruco Securities, LLC.03-13-2015
Matthew Scott NewcombMML Investors Services, LLCThrivent Investment Management Inc.04-07-2015
Mark Allan SkrockiMML Investors Services, LLCThe Huntington Investment Company04-13-2015
Ronell Shron StokesMML Investors Services, LLCPruco Securities, LLC.04-22-2015
Kristan Marie GrosskopfMML Investors Services, LLCPruco Securities, LLC.06-09-2015
Bradley J. HunterMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-18-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.