Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark S. RobinsonMML Investors Services, LLCPruco Securities, LLC.09-09-2019
James Gary PetersonMML Investors Services, LLCPark Avenue Securities LLC08-08-2019
Faris NagleMML Investors Services, LLCAllianz Life Financial Services, LLC03-25-2019
Matthew Robert HillerMML Investors Services, LLCMML Investors Services, LLC08-01-2018
Timothy James ArchboldMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-05-2018
Christopher Michael ArndtMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-13-2017
Nancy WilletteMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-22-2017
Isaiah L GoodmanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-28-2016
Katie OelkerMML Investors Services, LLCThrivent Investment Management Inc.11-21-2016
Frank Conrad LinnMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-22-2015
Joseph Allan JenkinsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-20-2015
Robert Carl SatromMML Investors Services, LLCThrivent Investment Management Inc.01-26-2015
Matthew Robert HillerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-22-2015
Robert George JamesMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-10-2014
Josiah Stuart KnowlenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-04-2014
Christopher L ShuckMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-26-2014
Jeremy J. BoschMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-19-2014
Tyler James FurgerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-28-2014
Richard Brian RiceMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-02-2014
Ali Seyed SeifiMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-06-2013
Jeremiah Joel SmithMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-16-2013
Mark Patrick BoothMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-21-2013
Martin James McAlpinMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-12-2013
Sarah Ruth ElmtalabMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-06-2013
Sahand ElmtalabMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-21-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.