Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Faris NagleMML Investors Services, LLCAllianz Life Financial Services, LLC03-25-2019
Scott BromanMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2020
Miriam Ann SivulaMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-29-2020
Joseph Allan JenkinsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-20-2015
Christopher L ShuckMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-26-2014
Jeremy John BoschMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-19-2014
Mark Patrick BoothMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$2508-21-2013
Martin James McalpinMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-12-2013
Sarah Ruth ElmtalabMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-06-2013
Sahand ElmtalabMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-21-2013
James Gary PetersonMML Investors Services, LLCPark Avenue Securities LLC08-08-2019
Steven Patrick RowanMML Investors Services, LLCThrivent Investment Management Inc.03-31-2009

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.