Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James T. Morris IIIMML Investors Services, LLCW&S Brokerage Services, Inc.$2503-31-2020
Jeffrey Robert JohnsMML Investors Services, LLCTD Ameritrade, Inc.02-20-2020
John William Sweeney Jr.MML Investors Services, LLCVoya Financial Advisors, Inc.11-11-2019
Steven Gerard EhrhardMML Investors Services, LLCEdward Jones07-31-2019
Kara B. KeysMML Investors Services, LLCTD Ameritrade, Inc.05-16-2019
Marissa Anne DirnbergerMML Investors Services, LLCFarmers Financial Solutions, LLC04-30-2019
Zachary OldhamMML Investors Services, LLCVestech Asset Management Inc.11-13-2018
Jacob DurenMML Investors Services, LLCThrivent Investment Management Inc.11-12-2018
Joseph Ray AllenMML Investors Services, LLCPrincipal Securities, Inc.10-25-2018
Blaise HeckmanMML Investors Services, LLCEdward Jones09-25-2018
David Scott EmshoffMML Investors Services, LLCHuntleigh Advisors, Inc.07-25-2018
Patrick R. DonlanMML Investors Services, LLCTransamerica Capital, Inc.09-27-2017
Rachel Georgia SamplMML Investors Services, LLCThrivent Investment Management Inc.07-25-2017
Damian Michael CzechorskiMML Investors Services, LLCAllstate Financial Services, LLC07-21-2017
Lillie Ann PowellMML Investors Services, LLCU.S. Bancorp Investments, Inc.04-21-2017
Amy Jean AndersenMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2016
Philip WaltherMML Investors Services, LLCWaddell & Reed06-10-2016
Rachel A. BurksMML Investors Services, LLCPrincipal Securities, Inc.03-29-2016
Feliz R. TovarMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-11-2016
Carl Lawson KickhamMML Investors Services, LLCMML Investors Services, LLC02-05-2016
Rebecca Anne CraigMML Investors Services, LLCPark Avenue Securities LLC12-09-2015
Ann Elizabeth MurrayMML Investors Services, LLCNYLIFE Securities LLC09-16-2015
Timothy F. KreiselMML Investors Services, LLCNYLIFE Securities LLC$1005-15-2015
Steven James HallMML Investors Services, LLCThrivent Investment Management Inc.$2503-12-2015
Marc Richard ChenotMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-12-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.