Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jabbar JamisonMML Investors Services, LLCNYLIFE Securities LLC03-19-2020
Marion Benjamin NoblesMML Investors Services, LLCWells Fargo Clearing Services, LLC01-30-2020
James Hayward SuttonMML Investors Services, LLCEdward Jones01-15-2020
Luke HopkinsMML Investors Services, LLCIntervest International Equities Corporation09-12-2019
Tyler Anthony WeikMML Investors Services, LLCAXA Advisors, LLC04-03-2019
David Arnette BiggsMML Investors Services, LLCMML Investors Services, LLC03-27-2019
Cynthia Denise ReavisMML Investors Services, LLCEquity Services, Inc.03-11-2019
Paul William StratosMML Investors Services, LLCPrincipal Securities, Inc.12-07-2018
Michael Christopher BoggioMML Investors Services, LLCCapital Investment Group, Inc.$5011-28-2018
Rolando Francisco CalzadaMML Investors Services, LLCMutual of Omaha Investor Services, Inc.10-10-2018
Dara ShoffnerMML Investors Services, LLCEdward Jones03-28-2018
Michael David HarperMML Investors Services, LLCWells Fargo Clearing Services, LLC01-30-2018
Marcel DiazMML Investors Services, LLCJ.P. Morgan Securities LLC07-26-2017
Robert Alan PesakoffMML Investors Services, LLCMerCap Securities, LLC$1006-29-2017
Jonathan Collins BooneMML Investors Services, LLCHornor, Townsend & Kent, LLC06-15-2017
David Andrew SamuelsenMML Investors Services, LLCUBS Financial Services Inc.04-07-2017
Matthew Steven SchadeMML Investors Services, LLCHornor, Townsend & Kent, LLC03-22-2017
Raymond Lee Wickham IIIMML Investors Services, LLCHornor, Townsend & Kent, LLC03-22-2017
Nicklaus Chase AustinMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2017
James Wilbourne McKayMML Investors Services, LLCProEquities, Inc.10-14-2016
Geoffrey G McLawhornMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-13-2016
Paul Anthony LapianaMML Investors Services, LLCMetLife Investors Distribution Company09-30-2016
Demaris Kirstin ArceneauxMML Investors Services, LLCEdward Jones08-02-2016
Josiah WhittenMML Investors Services, LLCPrincipal Securities, Inc.07-27-2016
Curtis Randall ByrdMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-06-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.