Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Allan BrandtMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Dara Elizabeth McMillanMML Investors Services, LLCMetLife Securities Inc.03-25-2017
David J. WeismanMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Richard Samuel Basham Jr.MML Investors Services, LLCMetLife Securities Inc.03-25-2017
Joy Lynn RichardsonMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Kenneth Clifton DavisMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Brian Percy WillisMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Todd Wayne LockhartMML Investors Services, LLCMetLife Securities Inc.03-25-2017
April Marie ConklinMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Shannon A ThompsonMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Lincoln G. MillerMML Investors Services, LLCMetLife Securities Inc.03-25-2017
David A. Wachter Jr.MML Investors Services, LLCMetLife Securities Inc.03-25-2017
Nathan Isaac FullerMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Lisa Reinking AldridgeMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Jeffrey Wilson Marquis Sr.MML Investors Services, LLCMetLife Securities Inc.03-25-2017
William Richard FrazierMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Robert Lee WilliamsMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Matthew Steven SchadeMML Investors Services, LLCHornor, Townsend & Kent, LLC03-22-2017
Raymond Lee Wickham IIIMML Investors Services, LLCHornor, Townsend & Kent, LLC03-22-2017
Nicklaus Chase AustinMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2017
James Wilbourne McKayMML Investors Services, LLCProEquities, Inc.$1010-14-2016
Geoffrey G McLawhornMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-13-2016
Paul Anthony LapianaMML Investors Services, LLCMetLife Investors Distribution Company09-30-2016
Josiah WhittenMML Investors Services, LLCPrincipal Securities, Inc.07-27-2016
Matthew E. WeissmanMML Investors Services, LLCMid-Atlantic Securities, Inc.07-01-2016
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Showing 26 to 50 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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