Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Lawrence Todd Sr.MML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-02-2009
Ellen Rosaschi LinaresMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-28-2009
Christopher Hunt CannonMML Investors Services, LLCWells Fargo Clearing Services, LLC01-18-2013
Mark Eric ScarbroughMML Investors Services, LLCNew England Securities10-21-2013
Thomas Matthew LindhMML Investors Services, LLCFirst Allied Securities, Inc.01-17-2014
Peirce Colton WardMML Investors Services, LLCNew England Securities05-16-2014
Thomas O. Blackwell Sr.MML Investors Services, LLCLPL Financial LLC06-23-2014
Neville Von Brock FearingMML Investors Services, LLCVanguard Marketing Corporation07-23-2014
Bertrand Ryland Hudnall IIIMML Investors Services, LLCTransamerica Financial Advisors, Inc10-17-2014
Scott Owen McDonaldMML Investors Services, LLCSoutheast Investments, N.C., Inc.$1003-17-2015
Ricardo RuizMML Investors Services, LLCMutual of Omaha Investor Services, Inc.06-05-2015
Jonathan Richard VaclavMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-07-2015
David R. CrispinMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-15-2015
Kurt Martin PetrucciMML Investors Services, LLCCambridge Investment Research, Inc.03-24-2016
Robert Douglas CowanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-24-2016
Matthew E. WeissmanMML Investors Services, LLCMid-Atlantic Securities, Inc.07-01-2016
Josiah WhittenMML Investors Services, LLCPrincipal Securities, Inc.07-27-2016
Paul Anthony LapianaMML Investors Services, LLCMetLife Investors Distribution Company09-30-2016
Geoffrey G McLawhornMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-13-2016
James Wilbourne McKayMML Investors Services, LLCProEquities, Inc.$1010-14-2016
Nicklaus Chase AustinMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2017
Matthew Steven SchadeMML Investors Services, LLCHornor, Townsend & Kent, LLC03-22-2017
Raymond Lee Wickham IIIMML Investors Services, LLCHornor, Townsend & Kent, LLC03-22-2017
Stephen Charles BrodyMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Thomas Allan McNicholMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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