Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul William StratosMML Investors Services, LLCPrincipal Securities, Inc.12-07-2018
David Andrew SamuelsenMML Investors Services, LLCUBS Financial Services Inc.04-07-2017
Mathias Joseph RickMML Investors Services, LLCMetLife Securities Inc.03-25-2017
David Wayne BicklerMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Norman William Stuart Jr.MML Investors Services, LLCMetLife Securities Inc.03-25-2017
Charles Ray VenableMML Investors Services, LLCMetLife Securities Inc.03-25-2017
David Joel JacobiusMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Eric Allan BrandtMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Dara Elizabeth McMillanMML Investors Services, LLCMetLife Securities Inc.03-25-2017
David J. WeismanMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Richard Samuel Basham Jr.MML Investors Services, LLCMetLife Securities Inc.03-25-2017
Joy Lynn RichardsonMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Kenneth Clifton DavisMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Brian Percy WillisMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Todd Wayne LockhartMML Investors Services, LLCMetLife Securities Inc.03-25-2017
April Marie ConklinMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Shannon A ThompsonMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Lincoln G. MillerMML Investors Services, LLCMetLife Securities Inc.03-25-2017
David A. Wachter Jr.MML Investors Services, LLCMetLife Securities Inc.03-25-2017
Nathan Isaac FullerMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Lisa Reinking AldridgeMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Jeffrey Wilson Marquis Sr.MML Investors Services, LLCMetLife Securities Inc.03-25-2017
William Richard FrazierMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Robert Lee WilliamsMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Matthew Steven SchadeMML Investors Services, LLCHornor, Townsend & Kent, LLC03-22-2017
Next Page »

Showing 1 to 25 of 65 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.