Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Austin Avery MartineauMML Investors Services, LLCEdward Jones03-20-2019
Mitchell Aaron HayesMML Investors Services, LLCNYLIFE Securities LLC02-19-2019
Benjamin Patrick MitchellMML Investors Services, LLCForesters Financial Services, Inc.07-20-2018
Jesse Charles MillerMML Investors Services, LLCAXA Advisors, LLC01-10-2018
Walter Welcom Goss IIIMML Investors Services, LLCCitizens Securities, Inc.10-05-2017
MICHAEL DAVID HATEMMML Investors Services, LLCGradient Securities, LLC07-12-2017
Donald Raymond CampfieldMML Investors Services, LLCPark Avenue Securities LLC10-10-2016
Pack Alexander KnowlesMML Investors Services, LLCPark Avenue Securities LLC09-09-2016
Nicholas Randall SangermanoMML Investors Services, LLCPrivate Advisor Group, LLC04-21-2016
Cara M DrewMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-22-2016
Alex Joseph GrammaticMML Investors Services, LLCPruco Securities, LLC.08-20-2015
Daniel Jude MccarthyMML Investors Services, LLCCitizens Securities, Inc.$10007-16-2015
Stacy J CobbMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-17-2014
Marcel Gerard Robidas Jr.MML Investors Services, LLCNYLIFE Securities LLC11-13-2014
Adam WilliamsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-26-2014
Peter Gerard MililloMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-17-2014
Patrick Thomas SullivanMML Investors Services, LLCMorgan Stanley03-25-2014
Brian Stephen LuceMML Investors Services, LLCProEquities, Inc.08-22-2013
Brian Christopher HarrisonMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2013
Andrew Lamar WardMML Investors Services, LLCNew England Securities03-21-2013
Jeffrey Bryant TromblyMML Investors Services, LLCLiberty Partners Capital Management, LLC$10003-09-2012
Craig Dennis JohnsonMML Investors Services, LLCAmeriprise Financial Services, Inc.$10002-01-2012
Brian Joseph MezeyMML Investors Services, LLCRaymond James & Associates, Inc.$10012-19-2011
Brian Patrick HurleyMML Investors Services, LLCNYLIFE Securities LLC12-13-2011
Joel J KapelsonMML Investors Services, LLCNew England Securities12-01-2011
Next Page »

Showing 1 to 25 of 28 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.