Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam WilliamsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-26-2014
Alex Joseph GrammaticMML Investors Services, LLCPruco Securities, LLC.08-20-2015
Andrew Lamar WardMML Investors Services, LLCNew England Securities03-21-2013
Austin Avery MartineauMML Investors Services, LLCEdward Jones03-20-2019
Benjamin Patrick MitchellMML Investors Services, LLCForesters Financial Services, Inc.07-20-2018
Brian Christopher HarrisonMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2013
Brian Joseph MezeyMML Investors Services, LLCRaymond James & Associates, Inc.$10012-19-2011
Brian Patrick HurleyMML Investors Services, LLCNYLIFE Securities LLC12-13-2011
Brian Stephen LuceMML Investors Services, LLCProEquities, Inc.08-22-2013
Cara M DrewMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-22-2016
Craig Dennis JohnsonMML Investors Services, LLCAmeriprise Financial Services, Inc.$10002-01-2012
Daniel Jude MccarthyMML Investors Services, LLCCitizens Securities, Inc.$10007-16-2015
Denise E PetrinMML Investors Services, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-22-2009
Donald Raymond CampfieldMML Investors Services, LLCPark Avenue Securities LLC10-10-2016
Jeffrey Bryant TromblyMML Investors Services, LLCLiberty Partners Capital Management, LLC$10003-09-2012
Jeremy Todd LindquistMML Investors Services, LLCNYLIFE Securities LLC08-12-2011
Jesse Charles MillerMML Investors Services, LLCAXA Advisors, LLC01-10-2018
Joel J KapelsonMML Investors Services, LLCNew England Securities12-01-2011
Marc James GaudetteMML Investors Services, LLCMWA Financial Services Inc.06-01-2010
Marcel Gerard Robidas Jr.MML Investors Services, LLCNYLIFE Securities LLC11-13-2014
MICHAEL DAVID HATEMMML Investors Services, LLCGradient Securities, LLC07-12-2017
Mitchell Aaron HayesMML Investors Services, LLCNYLIFE Securities LLC02-19-2019
Nicholas Randall SangermanoMML Investors Services, LLCPrivate Advisor Group, LLC04-21-2016
Pack Alexander KnowlesMML Investors Services, LLCPark Avenue Securities LLC09-09-2016
Patrick Thomas SullivanMML Investors Services, LLCMorgan Stanley03-25-2014
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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