Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robb Christopher HagemanMML Investors Services, LLCAmeriprise Financial Services, LLC01-08-2019
Britany Leigh EnelowMML Investors Services, LLCAmeriprise Financial Services, LLC11-21-2018
Brian Mark LonerganMML Investors Services, LLCBGC Financial, L.P.$5008-05-2013
Beth Jennifer UlrichMML Investors Services, LLCChase Investment Services Corp.05-03-2010
Fernando Enrique DagerMML Investors Services, LLCDavid Lerner Associates, Inc.12-10-2019
Matthew Temple CorriganMML Investors Services, LLCE*TRADE Securities LLC03-24-2020
Mark R SalemMML Investors Services, LLCEquitable Advisors, LLC03-03-2020
Richard Joseph Pacesa SrMML Investors Services, LLCEquitable Advisors, LLC03-01-2019
Richard Joseph Pacesa JrMML Investors Services, LLCEquitable Advisors, LLC02-28-2019
John Knox GoodwinMML Investors Services, LLCEquitable Advisors, LLC11-29-2018
Haris HotMML Investors Services, LLCEquitable Advisors, LLC$15011-29-2018
Tyler J TutinoMML Investors Services, LLCEquitable Advisors, LLC07-10-2018
Dennis Lewis Schlegel JrMML Investors Services, LLCGitterman Wealth Management, LLC$2505-02-2017
Louis Anthony PerinoMML Investors Services, LLCHighTower Securities, LLC$15002-05-2020
Paul T BacchioniMML Investors Services, LLCHornor, Townsend & Kent, LLC08-15-2018
David Jerome HarterMML Investors Services, LLCHornor, Townsend & Kent, LLC$2501-10-2018
Brad J DyksenMML Investors Services, LLCJ. Alden Associates, Inc.07-10-2019
Michael Matthew PfenningerMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2019
Scott James Taylor SrMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-04-2017
Christopher George KellyMML Investors Services, LLCNYLIFE Securities LLC02-05-2020
Robert Bradley IIIMML Investors Services, LLCNYLIFE Securities LLC08-16-2019
Kyong JangMML Investors Services, LLCNYLIFE Securities LLC07-06-2015
Bettie W JarvisMML Investors Services, LLCPark Avenue Securities LLC04-13-2015
Zachary D ZendaMML Investors Services, LLCPark Avenue Securities LLC08-13-2013
Christopher SclafaniMML Investors Services, LLCPruco Securities, LLC.04-08-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.