Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher SclafaniMML Investors Services, LLCPruco Securities, LLC.04-08-2020
Matthew Temple CorriganMML Investors Services, LLCE*TRADE Securities LLC03-24-2020
Mark R. SalemMML Investors Services, LLCAXA Advisors, LLC03-03-2020
Matthew ChandaMML Investors Services, LLCEdward Jones02-21-2020
Louis Anthony PerinoMML Investors Services, LLCHighTower Securities, LLC$15002-05-2020
Matthew KotulaMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-21-2020
Fernando Enrique DagerMML Investors Services, LLCDavid Lerner Associates, Inc.12-10-2019
Stephen Michael AudetMML Investors Services, LLCSecurian Financial Services, Inc.10-17-2019
Robert Bradley IIIMML Investors Services, LLCNYLIFE Securities LLC08-16-2019
Jermaine NepaulMML Investors Services, LLCAXA Advisors, LLC06-27-2019
Anthony BotteMML Investors Services, LLCThe O.N. Equity Sales Company05-03-2019
Vijay KrishnaswamyMML Investors Services, LLCKestra Investment Services, LLC04-23-2019
Michael Matthew PfenningerMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2019
Chang LeeMML Investors Services, LLCRaymond James Financial Services, Inc.03-15-2019
Richard Joseph Pacesa Sr.MML Investors Services, LLCAXA Advisors, LLC03-01-2019
Richard Joseph Pacesa Jr.MML Investors Services, LLCAXA Advisors, LLC02-28-2019
Richard VulloMML Investors Services, LLCAXA Advisors, LLC02-25-2019
Ottilia Boechat SturaMML Investors Services, LLCRaymond James Financial Services, Inc.02-11-2019
Kevin Ford LambersonMML Investors Services, LLCPruco Securities, LLC.02-05-2019
Teigyoku Son SpringerMML Investors Services, LLCNYLIFE Securities LLC01-11-2019
Robb Christopher HagemanMML Investors Services, LLCAmeriprise Financial Services, LLC01-08-2019
Mark PlinerMML Investors Services, LLCPrinceton Global Asset Management LLC01-04-2019
Michael Leahy SrMML Investors Services, LLCEdward Jones12-03-2018
John Knox GoodwinMML Investors Services, LLCAXA Advisors, LLC11-29-2018
Haris HotMML Investors Services, LLCAXA Advisors, LLC$15011-29-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.